1CM

1492 Capital Management Portfolio holdings

AUM $217M
This Quarter Return
+14.6%
1 Year Return
+52.69%
3 Year Return
+178.34%
5 Year Return
+433.82%
10 Year Return
+2,044.93%
AUM
$129M
AUM Growth
+$129M
Cap. Flow
-$5.43M
Cap. Flow %
-4.2%
Top 10 Hldgs %
32.65%
Holding
134
New
27
Increased
17
Reduced
61
Closed
24

Top Buys

1
SWFT
Swift Transportation Company
SWFT
$3.04M
2
FSB
Franklin Financial Network, Inc.
FSB
$2.6M
3
REN
Resolute Energy Corporaton
REN
$2.59M
4
CPE
Callon Petroleum Company
CPE
$2.29M
5
MSCC
Microsemi Corp
MSCC
$2.08M

Top Sells

1
PES
Pioneer Energy Services Corp.
PES
$3.96M
2
OSK icon
Oshkosh
OSK
$3.83M
3
CPHD
Cepheid Inc
CPHD
$3.68M
4
ECHO
Echo Global Logistics, Inc.
ECHO
$3.39M
5
MTZ icon
MasTec
MTZ
$2.29M

Sector Composition

1 Technology 25.49%
2 Industrials 14.7%
3 Healthcare 12.68%
4 Financials 12.33%
5 Energy 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVLN
101
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$104K 0.08%
+12,400
New +$104K
CASM
102
DELISTED
CAS Medical Systems, Inc.
CASM
$78K 0.06%
48,401
-21,865
-31% -$35.2K
EGT
103
DELISTED
Entertainment Gaming Asia Inc.
EGT
$22K 0.02%
+15,779
New +$22K
STL
104
DELISTED
Sterling Bancorp
STL
– –
-19,336
Closed -$338K
CPHD
105
DELISTED
Cepheid Inc
CPHD
– –
-69,849
Closed -$3.68M
QLTI
106
DELISTED
QLT Inc
QLTI
– –
-62,000
Closed -$128K
RGC
107
DELISTED
Regal Entertainment Group
RGC
– –
-11,313
Closed -$246K
BBG
108
DELISTED
Bill Barrett Corp
BBG
– –
-13,171
Closed -$73K
ILG
109
DELISTED
ILG, Inc Common Stock
ILG
– –
-25,724
Closed -$442K
AYR
110
DELISTED
Aircastle Limited
AYR
– –
-11,870
Closed -$236K
SMRT
111
DELISTED
Stein Mart Inc
SMRT
– –
-44,626
Closed -$283K
ECHO
112
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-147,039
Closed -$3.39M
IVC
113
DELISTED
Invacare Corporation
IVC
– –
-137,329
Closed -$1.53M
PLXP
114
DELISTED
PLx Pharma Inc. Common Stock
PLXP
– –
-56,764
Closed -$823K
NXGN
115
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-24,928
Closed -$282K
HAYN
116
DELISTED
Haynes International, Inc.
HAYN
– –
-5,845
Closed -$217K
OSK icon
117
Oshkosh
OSK
$8.77B
– –
-68,398
Closed -$3.83M
NSPR icon
118
InspireMD
NSPR
$101M
– –
0
-15,000
-100% -$1K
MRCY icon
119
Mercury Systems
MRCY
$4.04B
– –
-17,500
Closed -$430K
HSII icon
120
Heidrick & Struggles
HSII
$1.04B
– –
-11,695
Closed -$217K
HOMB icon
121
Home BancShares
HOMB
$5.81B
– –
-26,189
Closed -$545K
EXLS icon
122
EXL Service
EXLS
$7.05B
– –
-28,141
Closed -$1.4M
CLH icon
123
Clean Harbors
CLH
$12.9B
– –
0
– –
CCOI icon
124
Cogent Communications
CCOI
$1.78B
– –
-5,854
Closed -$215K
CATY icon
125
Cathay General Bancorp
CATY
$3.44B
– –
-6,762
Closed -$208K
2 3 4
5
6