1492 Capital Management’s Direxion Daily Small Cap Bull 3x ETF TNA Stock Holding History

1492 Capital Management’s Portfolio TNA Stock Details TNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-21,710	Closed	-$684K	–	115
2016 Q2	$684K	Buy	21,710 +5,080	+31%	+$155K	0.61%	40
2016 Q1	$482K	Buy	16,630 +1,650	+11%	+$39.8K	0.41%	61
2015 Q4	$476K	Buy	14,980 +4,148	+38%	+$142K	0.35%	68
2015 Q3	$320K	Buy	10,832 +3,762	+53%	+$145K	0.23%	88
2015 Q2	$316K	Buy	7,070 +1,960	+38%	+$88.5K	0.2%	93
2015 Q1	$229K	Buy	+5,110	New	+$209K	0.13%	118

Other funds holding TNA

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DRW Securities Chicago, Illinois $7.21B AUM 20.54% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

1492 Capital Management's TNA Position: Q3 2016 in Review

1492 Capital Management sold out of Direxion Daily Small Cap Bull 3x ETF (TNA) in Q3 2016, closing a stake of 21,710 shares — an estimated $684K sold.

1492 Capital Management first reported a position in TNA in Q1 2015 and held it in 6 quarters. The position peaked at $684K in Q2 2016. 43 funds tracked by Wall St. Rank hold TNA as of Q3 2016.

1492 Capital Management reported no remaining Direxion Daily Small Cap Bull 3x ETF position as of Q3 2016 after selling out during the quarter.
1492 Capital Management sold 21,710 Direxion Daily Small Cap Bull 3x ETF shares in Q3 2016, an estimated $684K.
1492 Capital Management first reported a position in Direxion Daily Small Cap Bull 3x ETF in Q1 2015 and held it in 6 quarters.
1492 Capital Management's Direxion Daily Small Cap Bull 3x ETF position peaked at $684K in Q2 2016.
43 funds tracked by Wall St. Rank held Direxion Daily Small Cap Bull 3x ETF as of Q3 2016.

Based on 1492 Capital Management's 13F filing for Q3 2016, filed 10 Nov 2016.