1 North Wealth Services’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

1 North Wealth Services’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4.84M	Sell	93,378 -2,276	-2%	-$118K	2.99%	9
2019 Q3	$4.97M	Buy	+95,654	New	+$4.96M	3.33%	9
2019 Q1	$4.75M	Buy	92,622 +16,197	+21%	+$829K	3.35%	9
2018 Q4	$3.9M	Buy	+76,425	New	+$3.89M	3.26%	10

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

1 North Wealth Services's LMBS Position: Q4 2019 in Review

1 North Wealth Services reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 2.4% in Q4 2019, selling an estimated $118K and leaving 93,378 shares worth $4.84M. The position accounts for 2.99% of the portfolio, ranked #9.

1 North Wealth Services first reported a position in LMBS in Q4 2018 and has held it in 4 quarters since. The position peaked at $4.97M in Q3 2019. 269 funds tracked by Wall St. Rank hold LMBS as of Q4 2019.

1 North Wealth Services held 93,378 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $4.84M as of Q4 2019.
1 North Wealth Services sold 2,276 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2019, an estimated $118K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 2.99% of 1 North Wealth Services's portfolio in Q4 2019, its #9 holding.
1 North Wealth Services first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2018 and has held it in 4 quarters since.
1 North Wealth Services's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $4.97M in Q3 2019.
269 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2019.

Based on 1 North Wealth Services's 13F filing for Q4 2019, filed 14 Feb 2020.