High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1726
WRCM
Whale Rock Capital Management
Massachusetts
$120M Closed 1,225,247
1727
CTC (Chicago Trading Company)
CTC (Chicago Trading Company)
Illinois
$120M Closed 695,520
1728
CIBC World Market
CIBC World Market
Ontario, Canada
$120M -99% 1,448,852
1729
CBT
Capital Bank & Trust
California
$120M Closed 1,209,319
1730
HF
HRT Financial
New York
$120M -93% 995,295
1731
ETC
Exchange Traded Concepts
Oklahoma
$120M Closed 1,169,140
1732
SCM
Sarissa Capital Management
Connecticut
$119M Closed 650,440
1733
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$119M -99% 506,442
1734
CBT
Capital Bank & Trust
California
$119M Closed 329,215
1735
Capital International Investors
Capital International Investors
California
$119M Closed 1,731,410
1736
SDH
Sloy Dahl & Holst
Washington
$119M -99% 1,421,578
1737
Vanguard Group
Vanguard Group
Pennsylvania
$119M Closed 4,589,023
1738
SIG
Senator Investment Group
New York
$119M Closed 560,000
1739
RMA
Roffman Miller Associates
Pennsylvania
$119M -60% 409,187
1740
Citigroup
Citigroup
New York
$119M Closed 1,128,716
1741
NMIMC
Northwestern Mutual Investment Management Company
Wisconsin
$119M -95% 1,486,215
1742
CTC (Chicago Trading Company)
CTC (Chicago Trading Company)
Illinois
$119M Closed 269,496
1743
AIG
American International Group
New York
$119M -89% 873,886
1744
CIMLRA
CBRE Investment Management Listed Real Assets
Pennsylvania
$119M -67% 633,321
1745
Citadel Advisors
Citadel Advisors
Florida
$119M -84% 3,689,941
1746
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$119M -51% 588,588
1747
RGREA
Ranger Global Real Estate Advisors
Colorado
$119M Closed 652,668
1748
Two Sigma Investments
Two Sigma Investments
New York
$119M -97% 351,937
1749
CBT
Capital Bank & Trust
California
$119M Closed 999,385
1750
KBC Group
KBC Group
Belgium
$119M -53% 443,568