High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
1451
UOC
UBS O'Connor
Illinois
$120M Closed 937,435
1452
SC
Sculptor Capital
New York
$120M -66% 1,645,426
1453
HSBC Holdings
HSBC Holdings
United Kingdom
$120M -64% 749,744
1454
D.E. Shaw & Co
D.E. Shaw & Co
New York
$120M -85% 9,330,000
1455
HI
Horizon Investments
North Carolina
$120M -93% 632,720
1456
USAA
United Services Automobile Association
Texas
$120M -90% 1,409,227
1457
Alyeska Investment Group
Alyeska Investment Group
Illinois
$120M Closed 5,729,083
1458
Allianz Asset Management
Allianz Asset Management
Germany
$120M Closed 932,969
1459
Bank of America
Bank of America
North Carolina
$120M -53% 1,165,269
1460
QIM
Quantitative Investment Management
Virginia
$119M Closed 1,261,440
1461
USAA
United Services Automobile Association
Texas
$119M -100% 1,437,751
1462
SIG
Senator Investment Group
New York
$119M Closed 5,000,000
1463
Wellington Management Group
Wellington Management Group
Massachusetts
$119M Closed 2,002,380
1464
Millennium Management
Millennium Management
New York
$119M Closed 4,404,327
1465
BA
Bridgewater Associates
Connecticut
$119M -79% 1,027,070
1466
FM
Forward Management
California
$119M -52% 403,389
1467
SIG
Senator Investment Group
New York
$119M Closed 4,000,000
1468
Invesco
Invesco
Georgia
$119M -90% 10,154,895
1469
EC
Eminence Capital
New York
$119M Closed 8,512,545
1470
American Century Companies
American Century Companies
Missouri
$119M -57% 787,615
1471
BC
Brookfield Corp
Ontario, Canada
$119M Closed 510,517
1472
Deutsche Bank
Deutsche Bank
Germany
$119M -53% 744,907
1473
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$119M -51% 1,818,029
1474
D.E. Shaw & Co
D.E. Shaw & Co
New York
$119M Closed 969,063
1475
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$119M -83% 2,785,684