High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
901
WCM Investment Management
WCM Investment Management
California
$197M -98% 2,814,028
902
Marshall Wace
Marshall Wace
United Kingdom
$197M -57% 711,217
903
First Trust Advisors
First Trust Advisors
Illinois
$197M -69% 3,219,092
904
Viking Global Investors
Viking Global Investors
Connecticut
$196M Closed 7,939,999
905
Los Angeles Capital Management
Los Angeles Capital Management
California
$196M -91% 4,543,468
906
Ameriprise
Ameriprise
Minnesota
$196M -88% 1,774,419
907
First Trust Advisors
First Trust Advisors
Illinois
$196M -84% 1,806,049
908
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$196M -71% 2,905,132
909
Bank of America
Bank of America
North Carolina
$196M -95% 2,623,841
910
N
Natixis
France
$196M -91% 3,986,732
911
JP Morgan Chase
JP Morgan Chase
New York
$196M -88% 6,115,439
912
UBS Group
UBS Group
Switzerland
$195M -96% 1,706,950
913
First Trust Advisors
First Trust Advisors
Illinois
$195M -52% 537,548
914
VOYA Investment Management
VOYA Investment Management
Georgia
$195M -72% 1,095,754
915
Macquarie Group
Macquarie Group
Australia
$195M -58% 3,028,355
916
Squarepoint
Squarepoint
New York
$195M -66% 1,321,670
917
TA
Trivest Advisors
Hong Kong
$195M -97% 1,946,600
918
NHAS
Novo Holdings A/S
Denmark
$195M Closed 796,941
919
D.E. Shaw & Co
D.E. Shaw & Co
New York
$195M -60% 3,135,667
920
Jane Street
Jane Street
New York
$195M -89% 6,038,164
921
Renaissance Technologies
Renaissance Technologies
New York
$195M -64% 2,153,700
922
Envestnet Asset Management
Envestnet Asset Management
Illinois
$195M -59% 4,537,331
923
Impax Asset Management Group
Impax Asset Management Group
United Kingdom
$195M -97% 4,312,030
924
Holocene Advisors
Holocene Advisors
New York
$194M Closed 788,664
925
First Trust Advisors
First Trust Advisors
Illinois
$194M -97% 551,273