High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
3201
Allianz Asset Management
Allianz Asset Management
Germany
$107M -56% 176,431
3202
CIMLRA
CBRE Investment Management Listed Real Assets
Pennsylvania
$107M -99% 1,777,306
3203
Macquarie Group
Macquarie Group
Australia
$107M Closed 1,324,813
3204
Renaissance Technologies
Renaissance Technologies
New York
$107M Closed 1,309,400
3205
Franklin Resources
Franklin Resources
California
$107M Closed 5,420,229
3206
PBA
Paradigm Biocapital Advisors
New York
$107M Closed 2,673,555
3207
Primecap Management
Primecap Management
California
$107M -59% 2,860,983
3208
National Bank of Canada
National Bank of Canada
Quebec, Canada
$107M -100% 1,970,654
3209
ECM
Evergreen Capital Management
Washington
$107M -62% 131,286
3210
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
$107M -98% 874,829
3211
Macquarie Group
Macquarie Group
Australia
$107M Closed 859,784
3212
JFG
Jefferies Financial Group
New York
$107M -81% 125,000
3213
AIM
Achmea Investment Management
Netherlands
$107M Closed 522,534
3214
Macquarie Group
Macquarie Group
Australia
$107M Closed 1,680,758
3215
Millennium Management
Millennium Management
New York
$107M -71% 529,280
3216
Deutsche Bank
Deutsche Bank
Germany
$107M -92% 1,507,218
3217
DFO
Duquesne Family Office
New York
$107M Closed 1,002,080
3218
WorldQuant Millennium Advisors
WorldQuant Millennium Advisors
New York
$107M -70% 913,297
3219
Caisse de Depot et Placement du Quebec (CDPQ)
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$107M Closed 175,417
3220
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$107M -97% 1,964,630
3221
D.E. Shaw & Co
D.E. Shaw & Co
New York
$107M -54% 1,187,639
3222
Simplex Trading
Simplex Trading
Illinois
$107M Closed 466,774
3223
Adage Capital Partners
Adage Capital Partners
Massachusetts
$107M -50% 1,288,484
3224
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
$107M Closed 2,271,932
3225
Voloridge Investment Management
Voloridge Investment Management
Florida
$107M -83% 2,843,372