High Conviction Fund Sells

Stock Fund Market Value Change
in Stake
Shares
2926
PC
PointState Capital
New York
$106M Closed 2,154,676
2927
IIP
Intermede Investment Partners
United Kingdom
$106M Closed 435,326
2928
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$106M -70% 1,361,974
2929
AF
Allworth Financial
California
$106M -81% 2,969,337
2930
Morgan Stanley
Morgan Stanley
New York
$106M -53% 8,985,916
2931
Pictet Asset Management
Pictet Asset Management
Switzerland
$106M -81% 1,302,514
2932
DLA
Douglas Lane & Associates
New York
$106M Closed 1,039,122
2933
PAM
PSquared Asset Management
Switzerland
$106M Closed 2,370,000
2934
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$106M -56% 1,117,082
2935
IMC Chicago
IMC Chicago
Illinois
$106M Closed 2,840,756
2936
National Bank of Canada
National Bank of Canada
Quebec, Canada
$106M -64% 3,715,534
2937
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$105M Closed 4,465,161
2938
Prudential Financial
Prudential Financial
New Jersey
$105M -87% 1,218,234
2939
SGDR
SPX Gestao de Recursos
Brazil
$105M Closed 1,644,000
2940
Brown Advisory
Brown Advisory
Maryland
$105M Closed 333,144
2941
Morgan Stanley
Morgan Stanley
New York
$105M -58% 1,346,186
2942
Two Sigma Investments
Two Sigma Investments
New York
$105M -98% 1,378,754
2943
Balyasny Asset Management
Balyasny Asset Management
Illinois
$105M -97% 2,667,154
2944
HF
HRT Financial
New York
$105M -54% 578,729
2945
Axa
Axa
France
$105M -99% 1,559,548
2946
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$105M -55% 2,156,944
2947
Morgan Stanley
Morgan Stanley
New York
$105M -55% 2,325,453
2948
Balyasny Asset Management
Balyasny Asset Management
Illinois
$105M -72% 380,833
2949
Renaissance Technologies
Renaissance Technologies
New York
$105M -65% 582,551
2950
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
$105M -79% 206,896