|
326
|
Montag & Associates
Atlanta,
Georgia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
327
|
Parallel Advisors
San Francisco,
California
|
$1K
|
-$262
|
1
|
0%
|
Reduced
|
|
|
328
|
Semmax Financial Advisors
Winston Salem,
North Carolina
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
329
|
WFA of San Diego
San Diego,
California
|
$1K
|
+$1.37K
|
1
|
0%
|
New
|
|
|
330
|
Heritage Wealth Management (Arizona)
Phoenix,
Arizona
|
$647
|
$0
|
1
|
0%
|
Maintained
|
|
|
331
|
Kelly Financial Services
Braintree,
Massachusetts
|
$41
|
$0
|
1
|
0%
|
Maintained
|
|
|
332
|
683 Capital Management
New York
|
$0
|
-$302K
|
0
|
–
|
Closed
|
|
|
333
|
Annapolis Financial Services
Annapolis,
Maryland
|
$0
|
$0
|
2
|
0%
|
Maintained
|
|
|
334
|
Appleton Group
Appleton,
Wisconsin
|
$0
|
-$310K
|
0
|
–
|
Closed
|
|
|
335
|
AQR Capital Management
Greenwich,
Connecticut
|
$0
|
-$378K
|
0
|
–
|
Closed
|
|
|
336
|
Ardsley Advisory Partners
Stamford,
Connecticut
|
$0
|
-$1.76M
|
0
|
–
|
Closed
|
|
|
337
|
Bailard
Foster City,
California
|
$0
|
-$39K
|
0
|
–
|
Closed
|
|
|
338
|
Bank Julius Baer & Co
Zurich,
Switzerland
|
$0
|
-$88K
|
0
|
–
|
Closed
|
|
|
339
|
Bogart Wealth LLC
Mclean,
Virginia
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
340
|
BOK Financial
Tulsa,
Oklahoma
|
$0
|
-$591K
|
0
|
–
|
Closed
|
|
|
341
|
Caption Management
Oklahoma City,
Oklahoma
|
$0
|
-$3.04M
|
0
|
–
|
Closed
|
|
|
342
|
Cedar Mountain Advisors
Lake Oswego,
Oregon
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
343
|
Cinctive Capital Management
New York
|
$0
|
-$1.74M
|
0
|
–
|
Closed
|
|
|
344
|
Columbia Advisory Partners
Spokane,
Washington
|
$0
|
-$22K
|
0
|
–
|
Closed
|
|
|
345
|
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
$0
|
-$770K
|
0
|
–
|
Closed
|
|
|
346
|
Cowen and Company
New York
|
$0
|
-$1.16M
|
0
|
–
|
Closed
|
|
|
347
|
CreativeOne Wealth
Overland Park,
Kansas
|
$0
|
-$329K
|
0
|
–
|
Closed
|
|
|
348
|
Cutler Group
San Francisco,
California
|
$0
|
-$142K
|
1
|
0%
|
Reduced
|
|
|
349
|
DeDora Capital
Napa,
California
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
350
|
Exane Derivatives
Paris,
France
|
$0
|
-$70.5K
|
0
|
–
|
Closed
|
|