|
1926
|
Summit Global Investments
Bountiful,
Utah
|
$0
|
-$4.03M
|
0
|
–
|
Closed
|
|
|
1927
|
Summit Securities Group
New York
|
$0
|
-$145K
|
0
|
–
|
Closed
|
|
|
1928
|
Summit X LLC
Chesterfield,
Missouri
|
$0
|
-$877K
|
0
|
–
|
Closed
|
|
|
1929
|
Threadgill Financial
Spring,
Texas
|
$0
|
-$215K
|
0
|
–
|
Closed
|
|
|
1930
|
Tilia Fiduciary Partners
Wilmington,
North Carolina
|
$0
|
-$58.6K
|
0
|
–
|
Closed
|
|
|
1931
|
TRUADVICE
Sarasota,
Florida
|
$0
|
-$238K
|
0
|
–
|
Closed
|
|
|
1932
|
TRUE Private Wealth Advisors
Salem,
Oregon
|
$0
|
-$241K
|
0
|
–
|
Closed
|
|
|
1933
|
UBS O'Connor
Chicago,
Illinois
|
$0
|
-$4.62M
|
0
|
–
|
Closed
|
|
|
1934
|
Veritable
Wilmington,
Delaware
|
$0
|
-$2.62M
|
0
|
–
|
Closed
|
|
|
1935
|
Vident Investment Advisory
Alpharetta,
Georgia
|
$0
|
-$12.3M
|
0
|
–
|
Closed
|
|
|
1936
|
V Wealth Advisors
Overland Park,
Kansas
|
$0
|
-$1.02M
|
0
|
–
|
Closed
|
|
|
1937
|
Weil Company
San Diego,
California
|
$0
|
-$368K
|
0
|
–
|
Closed
|
|
|
1938
|
Windward Capital Management
Los Angeles,
California
|
$0
|
-$1.12M
|
0
|
–
|
Closed
|
|
|
1939
|
Worth Asset Management
Dallas,
Texas
|
$0
|
-$12.1K
|
0
|
–
|
Closed
|
|
|
1940
|
Yaupon Capital Management
New York
|
$0
|
-$14.4M
|
0
|
–
|
Closed
|
|