|
1101
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1102
|
Hefty Wealth Partners
Auburn,
Indiana
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1103
|
IHT Wealth Management
Chicago,
Illinois
|
$2K
|
+$1.96K
|
1
|
0%
|
New
|
|
|
1104
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
$2K
|
-$510K
|
1
|
0%
|
Reduced
|
|
|
1105
|
Pflug Koory
Omaha,
Nebraska
|
$2K
|
+$1.86K
|
1
|
0%
|
New
|
|
|
1106
|
TLP Group
Evanston,
Illinois
|
$2K
|
-$252K
|
1
|
0%
|
Reduced
|
|
|
1107
|
Capco Asset Management
Tampa,
Florida
|
$1K
|
+$897
|
1
|
0%
|
New
|
|
|
1108
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1109
|
Newfound Research
Wellesley Hills,
Massachusetts
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1110
|
Sowell Financial Services
North Little Rock,
Arkansas
|
$1K
|
+$1.43K
|
1
|
0%
|
New
|
|
|
1111
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1112
|
Winfield Associates
Cleveland,
Ohio
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1113
|
Algert Global
San Francisco,
California
|
$0
|
-$1.3M
|
0
|
–
|
Closed
|
|
|
1114
|
Alliance Trust
Dundee, Scotland,
United Kingdom
|
$0
|
-$40.3M
|
0
|
–
|
Closed
|
|
|
1115
|
Argentus Capital Management
Dallas,
Texas
|
$0
|
-$1.18M
|
0
|
–
|
Closed
|
|
|
1116
|
Arrowstreet Capital
Boston,
Massachusetts
|
$0
|
-$7.27M
|
0
|
–
|
Closed
|
|
|
1117
|
Barrow, Hanley, Mewhinney & Strauss
Dallas,
Texas
|
$0
|
-$80.6M
|
0
|
–
|
Closed
|
|
|
1118
|
Basswood Capital Management
New York
|
$0
|
-$713K
|
0
|
–
|
Closed
|
|
|
1119
|
Beaconlight Capital
New York
|
$0
|
-$5.95M
|
0
|
–
|
Closed
|
|
|
1120
|
Boston Advisors
Boston,
Massachusetts
|
$0
|
-$696K
|
0
|
–
|
Closed
|
|
|
1121
|
Brant Point Investment Management
New York
|
$0
|
-$5.25M
|
0
|
–
|
Closed
|
|
|
1122
|
Brave Asset Management
Summit,
New Jersey
|
$0
|
-$52K
|
0
|
–
|
Closed
|
|
|
1123
|
Capital Planning Advisors
Roseville,
California
|
$0
|
-$422K
|
0
|
–
|
Closed
|
|
|
1124
|
CapWealth Advisors
Franklin,
Tennessee
|
$0
|
-$68K
|
0
|
–
|
Closed
|
|
|
1125
|
Cetera Advisor Networks
El Segundo,
California
|
$0
|
-$223K
|
0
|
–
|
Closed
|
|