|
1026
|
Trust Company
Manhattan,
Kansas
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1027
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1028
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1029
|
Wealthcare Capital Management
Richmond,
Virginia
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1030
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1031
|
Herndon Capital Management
Atlanta,
Georgia
|
$4K
|
+$2.78K
|
3
|
0%
|
New
|
|
|
1032
|
Tarbox Family Office
Newport Beach,
California
|
$4K
|
-$2.76K
|
3
|
0%
|
Reduced
|
|
|
1033
|
Regal Wealth Group
Seal Beach,
California
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1034
|
SRH Advisors
Salina,
Kansas
|
$3K
|
$0
|
1
|
0.02%
|
Maintained
|
|
|
1035
|
Stephens Inc
Little Rock,
Arkansas
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1036
|
USA Mutuals Advisors
Dallas,
Texas
|
$3K
|
-$3K
|
1
|
0%
|
Reduced
|
|
|
1037
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
$2K
|
+$2.26K
|
1
|
0%
|
New
|
|
|
1038
|
Hefty Wealth Partners
Auburn,
Indiana
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1039
|
Lenox Wealth Advisors
New York
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1040
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1041
|
First New York Securities
New York
|
$1.72K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1042
|
Delphi Private Advisors
San Diego,
California
|
$1K
|
+$1.22K
|
1
|
0%
|
New
|
|
|
1043
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1044
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1045
|
Newfound Research
Wellesley Hills,
Massachusetts
|
$1K
|
+$591
|
1
|
0%
|
New
|
|
|
1046
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
-$199K
|
1
|
0%
|
Reduced
|
|
|
1047
|
361 Capital
Denver,
Colorado
|
$0
|
-$80K
|
0
|
–
|
Closed
|
|
|
1048
|
American Capital Management
New York
|
$0
|
-$13.8M
|
0
|
–
|
Closed
|
|
|
1049
|
Apriem Advisors
Irvine,
California
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1050
|
Archford Capital Strategies
Swansea,
Illinois
|
$0
|
+$276
|
1
|
0%
|
New
|
|