|
1001
|
Focused Wealth Management
Newburgh,
New York
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1002
|
Advance Capital I
Southfield,
Michigan
|
$0
|
-$1.25M
|
0
|
–
|
Closed
|
|
|
1003
|
Advisory Research
Chicago,
Illinois
|
$0
|
-$204K
|
0
|
–
|
Closed
|
|
|
1004
|
Alpine Global Management
New York
|
$0
|
-$867K
|
0
|
–
|
Closed
|
|
|
1005
|
Bailard
Foster City,
California
|
$0
|
-$1.97M
|
0
|
–
|
Closed
|
|
|
1006
|
Bain Capital Public Equity Management
Boston,
Massachusetts
|
$0
|
-$63.4M
|
0
|
–
|
Closed
|
|
|
1007
|
Belmont Global Advisors
Dallas,
Texas
|
$0
|
-$692K
|
0
|
–
|
Closed
|
|
|
1008
|
BTG Pactual Global Asset Management
Hamilton,
Bermuda
|
$0
|
-$403K
|
0
|
–
|
Closed
|
|
|
1009
|
Cambridge Trust
Cambridge,
Massachusetts
|
$0
|
-$232K
|
0
|
–
|
Closed
|
|
|
1010
|
Carlson Capital
Dallas,
Texas
|
$0
|
-$16.7M
|
0
|
–
|
Closed
|
|
|
1011
|
Carnick & Kubik
Colorado Springs,
Colorado
|
$0
|
-$864K
|
0
|
–
|
Closed
|
|
|
1012
|
Cetera Advisor Networks
El Segundo,
California
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|
|
1013
|
CI Global Investments
Oakland,
California
|
$0
|
-$5.21M
|
0
|
–
|
Closed
|
|
|
1014
|
C.M. Bidwell & Associates
Honolulu,
Hawaii
|
$0
|
-$149K
|
0
|
–
|
Closed
|
|
|
1015
|
CR Intrinsic Investors
Stamford,
Connecticut
|
$0
|
-$9.93M
|
0
|
–
|
Closed
|
|
|
1016
|
Decade Capital Management
New York
|
$0
|
-$8.37M
|
0
|
–
|
Closed
|
|
|
1017
|
Friess Associates
Greenville,
Delaware
|
$0
|
-$7.3M
|
0
|
–
|
Closed
|
|
|
1018
|
Hancock Whitney
Gulfport,
Mississippi
|
$0
|
-$11.5M
|
0
|
–
|
Closed
|
|
|
1019
|
Howard Hughes Medical Institute
Chevy Chase,
Maryland
|
$0
|
-$40K
|
0
|
–
|
Closed
|
|
|
1020
|
Independence Capital Asset Partners
Denver,
Colorado
|
$0
|
-$14.5M
|
0
|
–
|
Closed
|
|
|
1021
|
Investment Centers of America
Bismarck,
North Dakota
|
$0
|
-$404K
|
0
|
–
|
Closed
|
|
|
1022
|
Jacobs & Co
San Francisco,
California
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
1023
|
|
$0
|
-$1.27M
|
0
|
–
|
Closed
|
|
|
1024
|
Maj Invest Holding A/S
Copenhagen K,
Denmark
|
$0
|
-$295K
|
0
|
–
|
Closed
|
|
|
1025
|
Mesirow Financial Investment Management - Fixed Income
Chicago,
Illinois
|
$0
|
-$2.59M
|
0
|
–
|
Closed
|
|