|
1901
|
RFG Advisory
Birmingham,
Alabama
|
$0
|
-$299K
|
0
|
–
|
Closed
|
|
|
1902
|
Roof Eidam Maycock Peralta (REMP)
San Francisco,
California
|
$0
|
-$241K
|
0
|
–
|
Closed
|
|
|
1903
|
Sandler Capital Management
New York
|
$0
|
-$9.03M
|
0
|
–
|
Closed
|
|
|
1904
|
Sigma Investment Counselors
Northville,
Michigan
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1905
|
Signet Financial Management
Parsippany,
New Jersey
|
$0
|
-$111K
|
0
|
–
|
Closed
|
|
|
1906
|
SimplyRich
Carlsbad,
California
|
$0
|
-$391K
|
0
|
–
|
Closed
|
|
|
1907
|
Stonehage Fleming Financial Services
St. Helier,
Jersey
|
$0
|
-$356K
|
0
|
–
|
Closed
|
|
|
1908
|
|
$0
|
-$200K
|
0
|
–
|
Closed
|
|
|
1909
|
Strategic Capital Advisers
Denver,
Colorado
|
$0
|
-$240K
|
0
|
–
|
Closed
|
|
|
1910
|
Sunbelt Securities
Houston,
Texas
|
$0
|
-$541K
|
0
|
–
|
Closed
|
|
|
1911
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$0
|
-$286K
|
0
|
–
|
Closed
|
|
|
1912
|
Trilogy Capital
Irvine,
California
|
$0
|
-$116K
|
0
|
–
|
Closed
|
|
|
1913
|
TrustCore Financial Services
Brentwood,
Tennessee
|
$0
|
-$193K
|
0
|
–
|
Closed
|
|
|
1914
|
Ulysses Management
New York
|
$0
|
-$1.41M
|
0
|
–
|
Closed
|
|
|
1915
|
Vanguard Capital Wealth Advisors
Denver,
Colorado
|
$0
|
-$216K
|
0
|
–
|
Closed
|
|
|
1916
|
Waverly Advisors
Birmingham,
Alabama
|
$0
|
-$903K
|
0
|
–
|
Closed
|
|
|
1917
|
WESPAC Advisors
Orinda,
California
|
$0
|
-$2.93M
|
0
|
–
|
Closed
|
|
|
1918
|
Westover Capital Advisors
Wilmington,
Delaware
|
$0
|
-$208K
|
0
|
–
|
Closed
|
|
|
1919
|
Wexford Capital
West Palm Beach,
Florida
|
$0
|
-$5.1M
|
0
|
–
|
Closed
|
|
|
1920
|
Whitney & Co
Rochester,
New York
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1921
|
Wimmer Associates 1
Pasadena,
California
|
$0
|
-$268K
|
0
|
–
|
Closed
|
|
|
1922
|
Winning Points Advisors
Boca Raton,
Florida
|
$0
|
-$237K
|
0
|
–
|
Closed
|
|
|
1923
|
Woodard & Company Asset Management Group
Bermuda Run,
North Carolina
|
$0
|
-$863K
|
0
|
–
|
Closed
|
|
|
1924
|
Zions Bancorporation
Salt Lake City,
Utah
|
$0
|
-$682K
|
0
|
–
|
Closed
|
|
|
1925
|
Zweig-DiMenna Associates
New York
|
$0
|
-$6.96M
|
0
|
–
|
Closed
|
|