|
1201
|
AllSquare Wealth Management
Albany,
New York
|
$16K
|
$0
|
1
|
0.02%
|
Maintained
|
|
|
1202
|
AlphaMark Advisors
Ft. Wright,
Kentucky
|
$16K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1203
|
Syntal Capital Partners
Midland,
Texas
|
$15K
|
-$29.7K
|
1
|
0.02%
|
Reduced
|
|
|
1204
|
Wealthcare Capital Management
Richmond,
Virginia
|
$15K
|
+$13.7K
|
1
|
0%
|
Increased
|
|
|
1205
|
First Personal Financial Services
Charlotte,
North Carolina
|
$14K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1206
|
SRH Advisors
Salina,
Kansas
|
$13K
|
$0
|
1
|
0.09%
|
Maintained
|
|
|
1207
|
Water Island Capital
New York
|
$10.4K
|
+$10.2K
|
1
|
0%
|
New
|
|
|
1208
|
Aris Wealth Services
State College,
Pennsylvania
|
$10K
|
+$10.1K
|
1
|
0.01%
|
New
|
|
|
1209
|
Independent Portfolio Consultants
Boca Raton,
Florida
|
$10K
|
+$10.2K
|
1
|
0%
|
New
|
|
|
1210
|
Summit Securities Group
New York
|
$10K
|
-$458K
|
1
|
0.01%
|
Reduced
|
|
|
1211
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$7K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1212
|
Cowen Prime Advisors
New York
|
$7K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1213
|
Gradient Investments
Arden Hills,
Minnesota
|
$6K
|
+$5.58K
|
1
|
0%
|
New
|
|
|
1214
|
Mitsubishi UFJ Securities
Tokyo,
Japan
|
$6K
|
+$6.13K
|
1
|
0.02%
|
New
|
|
|
1215
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1216
|
Carl Domino
West Palm Beach,
Florida
|
$3K
|
+$2.56K
|
1
|
0%
|
New
|
|
|
1217
|
Seven Eight Capital
New York
|
$3K
|
+$3.29K
|
1
|
0.01%
|
New
|
|
|
1218
|
Camarda Financial Advisors
Fleming Island,
Florida
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1219
|
Raffa Wealth Management
Washington,
District of Columbia
|
$1.67K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1220
|
O'Shaughnessy Asset Management
Stamford,
Connecticut
|
$1K
|
-$3.36M
|
1
|
0%
|
Reduced
|
|
|
1221
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$68.3K
|
1
|
0%
|
Reduced
|
|
|
1222
|
abrdn Investment Management
Edinburgh,
United Kingdom
|
$0
|
-$1.36M
|
0
|
–
|
Closed
|
|
|
1223
|
Airain Ltd
St. Peter Port,
Guernsey
|
$0
|
-$607K
|
0
|
–
|
Closed
|
|
|
1224
|
Alethea Capital Management
Mercer Island,
Washington
|
$0
|
-$859K
|
0
|
–
|
Closed
|
|
|
1225
|
ALPS Advisors
Denver,
Colorado
|
$0
|
-$546K
|
0
|
–
|
Closed
|
|