|
1101
|
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
|
$16K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1102
|
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
|
$15K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1103
|
AlphaMark Advisors
Ft. Wright,
Kentucky
|
$14K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1104
|
SRH Advisors
Salina,
Kansas
|
$12K
|
$0
|
1
|
0.09%
|
Maintained
|
|
|
1105
|
Lehman Financial Resources
Media,
Pennsylvania
|
$9K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1106
|
SignatureFD
Atlanta,
Georgia
|
$9K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1107
|
Waverly Advisors
Birmingham,
Alabama
|
$9K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1108
|
Cowen Prime Advisors
New York
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1109
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1110
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$3K
|
-$1.27K
|
1
|
0%
|
Reduced
|
|
|
1111
|
Camarda Financial Advisors
Fleming Island,
Florida
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1112
|
Vigilant Capital Management
Portland,
Maine
|
$2K
|
-$3.31K
|
1
|
0%
|
Reduced
|
|
|
1113
|
Raffa Wealth Management
Washington,
District of Columbia
|
$1.49K
|
+$1.53K
|
1
|
0%
|
New
|
|
|
1114
|
Baltimore-Washington Financial Advisors
Columbia,
Maryland
|
$1K
|
+$680
|
1
|
0%
|
New
|
|
|
1115
|
ACG Wealth
Atlanta,
Georgia
|
$0
|
-$357K
|
0
|
–
|
Closed
|
|
|
1116
|
Balyasny Asset Management
Chicago,
Illinois
|
$0
|
-$19M
|
0
|
–
|
Closed
|
|
|
1117
|
Banced Corp
Edwardsville,
Illinois
|
$0
|
-$369K
|
0
|
–
|
Closed
|
|
|
1118
|
Bryn Mawr Capital Management Inc
Bryn Mawr,
Pennsylvania
|
$0
|
-$10.9M
|
0
|
–
|
Closed
|
|
|
1119
|
Caldwell & Orkin
Norcross,
Georgia
|
$0
|
-$1.89M
|
0
|
–
|
Closed
|
|
|
1120
|
Catapult Capital Management
New York
|
$0
|
-$5.26M
|
0
|
–
|
Closed
|
|
|
1121
|
|
$0
|
-$320K
|
0
|
–
|
Closed
|
|
|
1122
|
Cookson Peirce & Co
Pittsburgh,
Pennsylvania
|
$0
|
-$297K
|
0
|
–
|
Closed
|
|
|
1123
|
Daiwa SB Investments
Tokyo,
Japan
|
$0
|
-$3.21M
|
0
|
–
|
Closed
|
|
|
1124
|
Dock Street Asset Management
Palm Beach,
Florida
|
$0
|
-$279K
|
0
|
–
|
Closed
|
|
|
1125
|
Dynamic Capital Management
St. Helier,
Jersey
|
$0
|
-$1.67M
|
0
|
–
|
Closed
|
|