|
1101
|
WealthTrust Fairport
Cleveland,
Ohio
|
$10K
|
-$8.44K
|
1
|
0%
|
Reduced
|
|
|
1102
|
Carderock Capital Management
Chevy Chase,
Maryland
|
$9K
|
+$9.19K
|
1
|
0%
|
New
|
|
|
1103
|
Lehman Financial Resources
Media,
Pennsylvania
|
$9K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1104
|
Waverly Advisors
Birmingham,
Alabama
|
$9K
|
-$171K
|
1
|
0%
|
Reduced
|
|
|
1105
|
Cowen Prime Advisors
New York
|
$6K
|
+$5.96K
|
1
|
0%
|
New
|
|
|
1106
|
Paradigm Financial Advisors
Des Peres,
Missouri
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1107
|
SignatureFD
Atlanta,
Georgia
|
$5K
|
-$10.3K
|
1
|
0%
|
Reduced
|
|
|
1108
|
Vigilant Capital Management
Portland,
Maine
|
$5K
|
+$4.8K
|
1
|
0%
|
New
|
|
|
1109
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1110
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$3K
|
+$2.81K
|
1
|
0%
|
New
|
|
|
1111
|
Integrated Wealth Counsel
Carmel,
California
|
$3K
|
-$11.8K
|
1
|
0%
|
Reduced
|
|
|
1112
|
Kavar Capital Partners Group
Leawood,
Kansas
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1113
|
Camarda Financial Advisors
Fleming Island,
Florida
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1114
|
Globeflex Capital
San Diego,
California
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1115
|
Mitsubishi UFJ Morgan Stanley Securities
Tokyo,
Japan
|
$1K
|
+$910
|
1
|
0%
|
New
|
|
|
1116
|
Adams Hill Capital
Westport,
Connecticut
|
$0
|
-$4.57M
|
0
|
–
|
Closed
|
|
|
1117
|
Advisory Services Network
Atlanta,
Georgia
|
$0
|
-$14K
|
0
|
–
|
Closed
|
|
|
1118
|
Affinity Investment Advisors
Newport Beach,
California
|
$0
|
-$10.4M
|
0
|
–
|
Closed
|
|
|
1119
|
Argyle Capital Management
Center Valley,
Pennsylvania
|
$0
|
-$270K
|
0
|
–
|
Closed
|
|
|
1120
|
Bank Pictet & Cie (Europe)
Frankfurt Am Main,
Germany
|
$0
|
-$470K
|
0
|
–
|
Closed
|
|
|
1121
|
Brinker Capital
Berwyn,
Pennsylvania
|
$0
|
-$430K
|
0
|
–
|
Closed
|
|
|
1122
|
Bryn Mawr Capital Management Inc
Bryn Mawr,
Pennsylvania
|
$0
|
-$9.55M
|
0
|
–
|
Closed
|
|
|
1123
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1124
|
Cheyne Capital Management (UK)
London,
United Kingdom
|
$0
|
-$685K
|
0
|
–
|
Closed
|
|
|
1125
|
Chilton Capital Management
Houston,
Texas
|
$0
|
-$60.9K
|
0
|
–
|
Closed
|
|