|
326
|
DRW Securities
Chicago,
Illinois
|
$0
|
-$331K
|
0
|
–
|
Closed
|
|
|
327
|
Ellis Investment Partners
Berwyn,
Pennsylvania
|
$0
|
+$108
|
1
|
0%
|
Increased
|
|
|
328
|
Engineers Gate Manager
New York
|
$0
|
-$121K
|
0
|
–
|
Closed
|
|
|
329
|
Essex LLC
Deer Park,
Illinois
|
$0
|
-$116K
|
0
|
–
|
Closed
|
|
|
330
|
Financial Management Professionals
Austin,
Texas
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
331
|
Flow Traders U.S.
New York
|
$0
|
-$1.51M
|
0
|
–
|
Closed
|
|
|
332
|
Focused Wealth Management
Newburgh,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
333
|
FourThought Financial
Venice,
Florida
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
334
|
Future Financial Wealth Management
Cincinnati,
Ohio
|
$0
|
-$1M
|
0
|
–
|
Closed
|
|
|
335
|
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
|
$0
|
-$80K
|
0
|
–
|
Closed
|
|
|
336
|
Heritage Financial Services
Westwood,
Massachusetts
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
337
|
|
$0
|
-$21K
|
0
|
–
|
Closed
|
|
|
338
|
HSBC Holdings
London,
United Kingdom
|
$0
|
-$303K
|
0
|
–
|
Closed
|
|
|
339
|
Institutional & Family Asset Management
Fort Collins,
Colorado
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
340
|
John W. Brooker & Co
Oakland,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
341
|
Kalos Management
Alpharetta,
Georgia
|
$0
|
-$84K
|
0
|
–
|
Closed
|
|
|
342
|
Kestra Private Wealth Services
Austin,
Texas
|
$0
|
-$118K
|
0
|
–
|
Closed
|
|
|
343
|
Kingsbury Capital Investment Advisors
Wilmette,
Illinois
|
$0
|
-$126K
|
0
|
–
|
Closed
|
|
|
344
|
Moisand Fitzgerald Tamayo
Orlando,
Florida
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
345
|
Morling Financial Advisors
Fremont,
California
|
$0
|
-$105K
|
0
|
–
|
Closed
|
|
|
346
|
New Millennium Group
Sandy,
Utah
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
347
|
Onyx Bridge Wealth Group
Tarrytown,
New York
|
$0
|
-$16K
|
0
|
–
|
Closed
|
|
|
348
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
349
|
Platform Technology Partners
New York
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
350
|
Potomac Capital Management
New York
|
$0
|
-$249K
|
0
|
–
|
Closed
|
|