|
226
|
TrustCore Financial Services
Brentwood,
Tennessee
|
$3K
|
+$2.52K
|
1
|
0%
|
New
|
|
|
227
|
Truvestments Capital
Sarasota,
Florida
|
$3K
|
+$1.87K
|
1
|
0%
|
New
|
|
|
228
|
Alpha DNA Investment Management
Columbia,
Maryland
|
$2K
|
-$6.98K
|
1
|
0%
|
Reduced
|
|
|
229
|
Aspire Private Capital
Cornelius,
North Carolina
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
230
|
Clearstead Advisors
Cleveland,
Ohio
|
$2K
|
+$1.28K
|
2
|
0%
|
New
|
|
|
231
|
First Horizon Corporation
Memphis,
Tennessee
|
$2K
|
-$6.04K
|
1
|
0%
|
Reduced
|
|
|
232
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
233
|
Sargent Bickham Lagudis
Boulder,
Colorado
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
234
|
683 Capital Management
New York
|
$0
|
-$361K
|
0
|
–
|
Closed
|
|
|
235
|
Advisory Services Network
Atlanta,
Georgia
|
$0
|
-$37K
|
0
|
–
|
Closed
|
|
|
236
|
AIGH Capital Management
Baltimore,
Maryland
|
$0
|
-$238K
|
0
|
–
|
Closed
|
|
|
237
|
Algert Global
San Francisco,
California
|
$0
|
-$370K
|
0
|
–
|
Closed
|
|
|
238
|
Alpine Global Management
New York
|
$0
|
-$427K
|
0
|
–
|
Closed
|
|
|
239
|
Atom Investors
Austin,
Texas
|
$0
|
-$5.56M
|
0
|
–
|
Closed
|
|
|
240
|
Banque Cantonale Vaudoise
Lausanne,
Switzerland
|
$0
|
-$182K
|
0
|
–
|
Closed
|
|
|
241
|
Belvedere Trading
Chicago,
Illinois
|
$0
|
-$217K
|
0
|
–
|
Closed
|
|
|
242
|
Bogle Investment Management
Newton Lower Falls,
Massachusetts
|
$0
|
-$431K
|
0
|
–
|
Closed
|
|
|
243
|
Boothbay Fund Management
New York
|
$0
|
-$117K
|
0
|
–
|
Closed
|
|
|
244
|
Cornerstone Investment Partners
Atlanta,
Georgia
|
$0
|
-$285K
|
0
|
–
|
Closed
|
|
|
245
|
Emerald Advisers
Leola,
Pennsylvania
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
246
|
Fidelity Investments
Boston,
Massachusetts
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
247
|
Fieldpoint Private Securities
Greenwich,
Connecticut
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
248
|
First Horizon Advisors
Memphis,
Tennessee
|
$0
|
-$3.17K
|
1
|
0%
|
Reduced
|
|
|
249
|
First Trust Direct Indexing
Boston,
Massachusetts
|
$0
|
-$48K
|
0
|
–
|
Closed
|
|
|
250
|
Focused Wealth Management
Newburgh,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|