|
401
|
Kore Private Wealth
New York
|
$0
|
-$127K
|
0
|
–
|
Closed
|
|
|
402
|
Larson Financial Group
St Louis,
Missouri
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
403
|
Leisure Capital Management
Costa Mesa,
California
|
$0
|
-$111K
|
0
|
–
|
Closed
|
|
|
404
|
Liberty Wealth Management
Oakland,
California
|
$0
|
+$10
|
1
|
0%
|
New
|
|
|
405
|
Man Group
London,
United Kingdom
|
$0
|
-$1.6M
|
0
|
–
|
Closed
|
|
|
406
|
MayTech Global Investments
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
407
|
Meeder Asset Management
Dublin,
Ohio
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
408
|
MML Investors Services
Springfield,
Massachusetts
|
$0
|
-$120K
|
0
|
–
|
Closed
|
|
|
409
|
Next Financial Group
Houston,
Texas
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
410
|
Northwest Wealth Management
Spencer,
Iowa
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
411
|
NumerixS Investment Technologies
Vancouver,
British Columbia, Canada
|
$0
|
-$320K
|
0
|
–
|
Closed
|
|
|
412
|
Osborn Williams & Donohoe
Cincinnati,
Ohio
|
$0
|
-$50K
|
0
|
–
|
Closed
|
|
|
413
|
Parallel Advisors
San Francisco,
California
|
$0
|
-$16.2K
|
1
|
0%
|
Reduced
|
|
|
414
|
|
$0
|
-$1.8M
|
0
|
–
|
Closed
|
|
|
415
|
PFG Advisors
Phoenix,
Arizona
|
$0
|
-$66K
|
0
|
–
|
Closed
|
|
|
416
|
Pinnacle Financial Partners (Tennessee)
Nashville,
Tennessee
|
$0
|
-$29K
|
0
|
–
|
Closed
|
|
|
417
|
Quantitative Investment Management
Charlottesville,
Virginia
|
$0
|
-$173K
|
0
|
–
|
Closed
|
|
|
418
|
Regions Financial Corp
Birmingham,
Alabama
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
419
|
Seven Eight Capital
New York
|
$0
|
-$173K
|
0
|
–
|
Closed
|
|
|
420
|
Simon Quick Advisors
Morristown,
New Jersey
|
$0
|
-$24K
|
0
|
–
|
Closed
|
|
|
421
|
Simplicity Solutions
Minneapolis,
Minnesota
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
422
|
|
$0
|
-$57K
|
0
|
–
|
Closed
|
|
|
423
|
Sterling Investment Advisors (Pennsylvania)
Berwyn,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
424
|
Stevens Capital Management
Radnor,
Pennsylvania
|
$0
|
-$977K
|
0
|
–
|
Closed
|
|
|
425
|
TCG Advisors
Austin,
Texas
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|