|
376
|
AssetMark Inc
Concord,
California
|
$0
|
-$135K
|
0
|
–
|
Closed
|
|
|
377
|
Atwater Malick
Lancaster,
Pennsylvania
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
378
|
Banque Cantonale Vaudoise
Lausanne,
Switzerland
|
$0
|
+$23
|
1
|
0%
|
New
|
|
|
379
|
Bedel Financial Consulting
Indianapolis,
Indiana
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
380
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
381
|
Cardinal Capital Management Inc (Canada)
Winnipeg,
Manitoba, Canada
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|
|
382
|
Cedar Mountain Advisors
Lake Oswego,
Oregon
|
$0
|
+$332
|
1
|
0%
|
New
|
|
|
383
|
Cumberland Partners
Toronto,
Ontario, Canada
|
$0
|
-$618K
|
0
|
–
|
Closed
|
|
|
384
|
|
$0
|
+$496
|
1
|
0%
|
New
|
|
|
385
|
ExodusPoint Capital Management
New York
|
$0
|
-$1.52M
|
0
|
–
|
Closed
|
|
|
386
|
First City Capital Management
Savannah,
Georgia
|
$0
|
-$121K
|
0
|
–
|
Closed
|
|
|
387
|
Focused Wealth Management
Newburgh,
New York
|
$0
|
-$14K
|
0
|
–
|
Closed
|
|
|
388
|
GAM Holding
Zurich,
Switzerland
|
$0
|
-$604K
|
0
|
–
|
Closed
|
|
|
389
|
Genesee Capital Advisors
Auburn,
New York
|
$0
|
-$18K
|
0
|
–
|
Closed
|
|
|
390
|
Glassman Wealth Services
Vienna,
Virginia
|
$0
|
+$231
|
1
|
0%
|
New
|
|
|
391
|
Golden State Wealth Management
Santa Ana,
California
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
392
|
Gotham Asset Management
New York
|
$0
|
-$156K
|
0
|
–
|
Closed
|
|
|
393
|
Great Valley Advisor Group
Wilmington,
Delaware
|
$0
|
-$70K
|
0
|
–
|
Closed
|
|
|
394
|
Hexavest
Montreal,
Quebec, Canada
|
$0
|
-$18K
|
0
|
–
|
Closed
|
|
|
395
|
Hilton Capital Management
Garden City,
New York
|
$0
|
-$48K
|
0
|
–
|
Closed
|
|
|
396
|
|
$0
|
-$75K
|
0
|
–
|
Closed
|
|
|
397
|
Intellectus Partners
San Francisco,
California
|
$0
|
-$105K
|
0
|
–
|
Closed
|
|
|
398
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
399
|
Larson Financial Group
St Louis,
Missouri
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
400
|
Lincoln National Corp
Radnor,
Pennsylvania
|
$0
|
-$752K
|
0
|
–
|
Closed
|
|