|
376
|
BNP Paribas Asset Management
Paris,
France
|
$0
|
-$120K
|
0
|
–
|
Closed
|
|
|
377
|
Bollard Group
Boston,
Massachusetts
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
378
|
Boothbay Fund Management
New York
|
$0
|
-$138K
|
0
|
–
|
Closed
|
|
|
379
|
Brandywine Global Investment Management
Philadelphia,
Pennsylvania
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
380
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
$0
|
-$10.2K
|
0
|
–
|
Closed
|
|
|
381
|
Cordasco Financial Network
Naples,
Florida
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
382
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
383
|
Dynamic Technology Lab
Singapore
|
$0
|
-$684K
|
0
|
–
|
Closed
|
|
|
384
|
Edmond de Rothschild Holding
Chambesy,
Switzerland
|
$0
|
-$18K
|
0
|
–
|
Closed
|
|
|
385
|
Fidelity International
Hamilton,
Bermuda
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
386
|
First Hawaiian Bank
Honolulu,
Hawaii
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
387
|
First Trust Advisors
Wheaton,
Illinois
|
$0
|
-$446K
|
0
|
–
|
Closed
|
|
|
388
|
Florence Capital Advisors
New York
|
$0
|
-$170K
|
0
|
–
|
Closed
|
|
|
389
|
Fox Run Management
Greenwich,
Connecticut
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
390
|
Hamel Associates
Chatham,
New Jersey
|
$0
|
-$295K
|
0
|
–
|
Closed
|
|
|
391
|
Hanseatic Management Services
Albuquerque,
New Mexico
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
392
|
Hilltop Holdings
Dallas,
Texas
|
$0
|
-$436K
|
0
|
–
|
Closed
|
|
|
393
|
Howe & Rusling
Rochester,
New York
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
394
|
|
$0
|
-$124K
|
0
|
–
|
Closed
|
|
|
395
|
Huntington National Bank
Columbus,
Ohio
|
$0
|
+$1
|
1
|
0%
|
New
|
|
|
396
|
|
$0
|
-$318K
|
0
|
–
|
Closed
|
|
|
397
|
|
$0
|
-$500K
|
0
|
–
|
Closed
|
|
|
398
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
399
|
Jump Trading
Chicago,
Illinois
|
$0
|
-$59K
|
0
|
–
|
Closed
|
|
|
400
|
Kingdon Capital Management
New York
|
$0
|
-$9.7M
|
0
|
–
|
Closed
|
|
