|
376
|
Avantax Planning Partners
Dubuque,
Iowa
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
377
|
Bartlett & Co
Cincinnati,
Ohio
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
378
|
Bartlett & Co Wealth Management
Cincinnati,
Ohio
|
$0
|
-$1.32K
|
0
|
–
|
Closed
|
|
|
379
|
Bedel Financial Consulting
Indianapolis,
Indiana
|
$0
|
-$3K
|
1
|
0%
|
Reduced
|
|
|
380
|
Bollard Group
Boston,
Massachusetts
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
381
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$0
|
-$54K
|
0
|
–
|
Closed
|
|
|
382
|
Candriam SCA
Strassen, Luxembourg,
Luxembourg
|
$0
|
-$102K
|
0
|
–
|
Closed
|
|
|
383
|
Cubist Systematic Strategies
Stamford,
Connecticut
|
$0
|
-$19K
|
0
|
–
|
Closed
|
|
|
384
|
Destination Wealth Management
Walnut Creek,
California
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
385
|
FDx Advisors
Chicago,
Illinois
|
$0
|
-$285K
|
0
|
–
|
Closed
|
|
|
386
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$0
|
+$77
|
2
|
0%
|
New
|
|
|
387
|
First Capital Advisors Group
Little Silver,
New Jersey
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
388
|
First Foundation Advisors
Irvine,
California
|
$0
|
-$25K
|
0
|
–
|
Closed
|
|
|
389
|
First Personal Financial Services
Charlotte,
North Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
390
|
Fort Point Capital Partners
San Francisco,
California
|
$0
|
-$17K
|
0
|
–
|
Closed
|
|
|
391
|
Guggenheim Capital
Chicago,
Illinois
|
$0
|
-$1.08M
|
0
|
–
|
Closed
|
|
|
392
|
Hexavest
Montreal,
Quebec, Canada
|
$0
|
-$43K
|
0
|
–
|
Closed
|
|
|
393
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
$0
|
-$91K
|
0
|
–
|
Closed
|
|
|
394
|
Integrated Investment Consultants
Bloomfield Hills,
Michigan
|
$0
|
-$34K
|
0
|
–
|
Closed
|
|
|
395
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
$0
|
+$129
|
1
|
0%
|
New
|
|
|
396
|
Kornitzer Capital Management
Shawnee Mission,
Kansas
|
$0
|
-$91K
|
0
|
–
|
Closed
|
|
|
397
|
Legacy Financial Advisors
Covington,
Kentucky
|
$0
|
-$336K
|
0
|
–
|
Closed
|
|
|
398
|
Leisure Capital Management
Costa Mesa,
California
|
$0
|
-$150K
|
0
|
–
|
Closed
|
|
|
399
|
Lincoln National Corp
Radnor,
Pennsylvania
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
400
|
Live Your Vision
West Conshohocken,
Pennsylvania
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|