|
351
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
$10K
|
+$3.3K
|
2
|
0%
|
Increased
|
|
|
352
|
Gofen & Glossberg
Chicago,
Illinois
|
$10K
|
$0
|
1
|
0%
|
Maintained
|
|
|
353
|
Kingsview Wealth Management
Grants Pass,
Oregon
|
$10K
|
-$727
|
1
|
0%
|
Reduced
|
|
|
354
|
SignatureFD
Atlanta,
Georgia
|
$10K
|
$0
|
1
|
0%
|
Maintained
|
|
|
355
|
Commerce Bank
Kansas City,
Missouri
|
$8K
|
$0
|
1
|
0%
|
Maintained
|
|
|
356
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
$8K
|
$0
|
1
|
0%
|
Maintained
|
|
|
357
|
Next Financial Group
Houston,
Texas
|
$8K
|
-$156
|
1
|
0%
|
Reduced
|
|
|
358
|
NEXT Financial Holdings
Houston,
Texas
|
$8K
|
+$8.41K
|
1
|
0%
|
New
|
|
|
359
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
$7K
|
-$57.5K
|
2
|
0%
|
Reduced
|
|
|
360
|
Commonwealth Bank of Australia
Sydney, NSW,
Australia
|
$7K
|
-$366K
|
1
|
0%
|
Reduced
|
|
|
361
|
AE Wealth Management
Topeka,
Kansas
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
362
|
Balentine LLC
Atlanta,
Georgia
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
363
|
Golden State Wealth Management
Santa Ana,
California
|
$6K
|
+$6.24K
|
1
|
0%
|
New
|
|
|
364
|
Proficio Capital Partners
Newton,
Massachusetts
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
365
|
Simplicity Solutions
Minneapolis,
Minnesota
|
$6K
|
-$517
|
1
|
0%
|
Reduced
|
|
|
366
|
Summit X LLC
Chesterfield,
Missouri
|
$6K
|
$0
|
1
|
0%
|
Maintained
|
|
|
367
|
Marshall Wace North America
New York
|
$5K
|
-$6.76M
|
1
|
0%
|
Reduced
|
|
|
368
|
Northwest Wealth Management
Spencer,
Iowa
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
369
|
TrustCore Financial Services
Brentwood,
Tennessee
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
370
|
Zions Bancorporation
Salt Lake City,
Utah
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
371
|
Advisory Services Network
Atlanta,
Georgia
|
$4K
|
+$58
|
3
|
0%
|
Increased
|
|
|
372
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
373
|
Tradewinds Capital Management
Bellingham,
Washington
|
$4K
|
+$3K
|
2
|
0%
|
Increased
|
|
|
374
|
Allworth Financial
Folsom,
California
|
$3K
|
$0
|
3
|
0%
|
Maintained
|
|
|
375
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|