|
301
|
Physicians Financial Services
Raleigh,
North Carolina
|
$1K
|
+$541
|
1
|
0%
|
New
|
|
|
302
|
WhitTier Trust Company
Reno,
Nevada
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
303
|
Raffa Wealth Management
Washington,
District of Columbia
|
$308
|
$0
|
1
|
0%
|
Maintained
|
|
|
304
|
AGF Investments America
Toronto,
Ontario, Canada
|
$0
|
-$23K
|
0
|
–
|
Closed
|
|
|
305
|
Airain Ltd
St. Peter Port,
Guernsey
|
$0
|
-$998K
|
0
|
–
|
Closed
|
|
|
306
|
Allworth Financial
Folsom,
California
|
$0
|
$0
|
3
|
0%
|
Maintained
|
|
|
307
|
Bollard Group
Boston,
Massachusetts
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
308
|
Brookstone Capital Management
Wheaton,
Illinois
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
309
|
Cambria Investment Management
Manhattan Beach,
California
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
310
|
Campbell & Co Investment Adviser
Baltimore,
Maryland
|
$0
|
-$251K
|
0
|
–
|
Closed
|
|
|
311
|
Carnick & Kubik
Colorado Springs,
Colorado
|
$0
|
-$750
|
0
|
–
|
Closed
|
|
|
312
|
Central Securities
New York
|
$0
|
-$2.19M
|
0
|
–
|
Closed
|
|
|
313
|
City Holding Co
Charleston,
West Virginia
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
314
|
Coe Capital Management
Highland Park,
Illinois
|
$0
|
-$200K
|
0
|
–
|
Closed
|
|
|
315
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
316
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
317
|
First Mercantile Trust
Cordova,
Tennessee
|
$0
|
-$749K
|
0
|
–
|
Closed
|
|
|
318
|
GAM Holding
Zurich,
Switzerland
|
$0
|
-$718K
|
0
|
–
|
Closed
|
|
|
319
|
Graybill Wealth Management
Elmhurst,
Illinois
|
$0
|
-$2.12M
|
0
|
–
|
Closed
|
|
|
320
|
Gupta Wealth Management
San Diego,
California
|
$0
|
-$92K
|
0
|
–
|
Closed
|
|
|
321
|
Harber Asset Management
Asheville,
North Carolina
|
$0
|
-$1.7M
|
0
|
–
|
Closed
|
|
|
322
|
Howe & Rusling
Rochester,
New York
|
$0
|
-$2K
|
1
|
0%
|
Reduced
|
|
|
323
|
Independence Capital Asset Partners
Denver,
Colorado
|
$0
|
-$2.12M
|
0
|
–
|
Closed
|
|
|
324
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
325
|
Kazazian Asset Management
Fort Lauderdale,
Florida
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|