|
901
|
TD Private Client Wealth
New York
|
$248
|
-$312
|
1
|
0%
|
Reduced
|
|
|
902
|
Advisory Alpha
Holland,
Michigan
|
$0
|
-$9.85K
|
0
|
–
|
Closed
|
|
|
903
|
Advisory Research
Chicago,
Illinois
|
$0
|
-$1.18M
|
0
|
–
|
Closed
|
|
|
904
|
Advisory Services Network
Atlanta,
Georgia
|
$0
|
-$153K
|
0
|
–
|
Closed
|
|
|
905
|
AE Wealth Management
Topeka,
Kansas
|
$0
|
-$500K
|
0
|
–
|
Closed
|
|
|
906
|
AlphaCore Capital
La Jolla,
California
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
907
|
AlphaCrest Capital Management
New York
|
$0
|
-$1.13M
|
0
|
–
|
Closed
|
|
|
908
|
Alpine Woods Capital Investors
Purchase,
New York
|
$0
|
-$211K
|
0
|
–
|
Closed
|
|
|
909
|
Ameritas Investment Company
Lincoln,
Nebraska
|
$0
|
-$37K
|
0
|
–
|
Closed
|
|
|
910
|
Ancora Advisors
Cleveland,
Ohio
|
$0
|
-$420K
|
0
|
–
|
Closed
|
|
|
911
|
Aristides Capital
Louisville,
Kentucky
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
912
|
Atria Investments
Charlotte,
North Carolina
|
$0
|
-$374K
|
0
|
–
|
Closed
|
|
|
913
|
Avior Wealth Management
Omaha,
Nebraska
|
$0
|
+$860
|
1
|
0%
|
New
|
|
|
914
|
Banco Santander
Madrid,
Spain
|
$0
|
-$7.53M
|
0
|
–
|
Closed
|
|
|
915
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
$0
|
-$3.97M
|
0
|
–
|
Closed
|
|
|
916
|
Bayesian Capital Management
Brooklyn,
New York
|
$0
|
-$1.68M
|
0
|
–
|
Closed
|
|
|
917
|
Bay Harbor Wealth Management
Hunt Valley,
Maryland
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
918
|
|
$0
|
-$159K
|
0
|
–
|
Closed
|
|
|
919
|
Bellecapital
Zurich,
Switzerland
|
$0
|
-$135K
|
0
|
–
|
Closed
|
|
|
920
|
Blueshift Asset Management
Red Bank,
New Jersey
|
$0
|
-$451K
|
0
|
–
|
Closed
|
|
|
921
|
Brandywine Trust
Hockessin,
Delaware
|
$0
|
-$126K
|
0
|
–
|
Closed
|
|
|
922
|
Brant Point Investment Management
New York
|
$0
|
-$2.18M
|
0
|
–
|
Closed
|
|
|
923
|
Brown Brothers Harriman & Co
New York
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
924
|
Calamos Advisors
Naperville,
Illinois
|
$0
|
-$9.32M
|
0
|
–
|
Closed
|
|
|
925
|
CAZ Investments
Houston,
Texas
|
$0
|
-$144K
|
0
|
–
|
Closed
|
|