|
601
|
Jacobi Capital Management
Pittston,
Pennsylvania
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
602
|
Vantage Investment Advisors
State College,
Pennsylvania
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
603
|
Zions Bancorporation
Salt Lake City,
Utah
|
$5K
|
+$5.43K
|
1
|
0%
|
New
|
|
|
604
|
American Research & Management Company
Marion,
Massachusetts
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
605
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
606
|
Howe & Rusling
Rochester,
New York
|
$4K
|
$0
|
2
|
0%
|
Maintained
|
|
|
607
|
Hudock Inc
Williamsport,
Pennsylvania
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
608
|
IHT Wealth Management
Chicago,
Illinois
|
$4K
|
-$1.16K
|
1
|
0%
|
Reduced
|
|
|
609
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$3K
|
$0
|
4
|
0%
|
Maintained
|
|
|
610
|
Equitec Proprietary Markets
Chicago,
Illinois
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
611
|
Krilogy Financial
St. Louis,
Missouri
|
$3K
|
-$32K
|
1
|
0%
|
Reduced
|
|
|
612
|
Parkside Financial Bank & Trust
Saint Louis,
Missouri
|
$3K
|
-$11.6K
|
3
|
0%
|
Reduced
|
|
|
613
|
Point72 Hong Kong
Hong Kong
|
$3K
|
+$3.02K
|
2
|
0%
|
Increased
|
|
|
614
|
|
$3K
|
$0
|
2
|
0%
|
Maintained
|
|
|
615
|
Ropes Wealth Advisors
Boston,
Massachusetts
|
$3K
|
+$3.73K
|
1
|
0%
|
New
|
|
|
616
|
Arax Advisory Partners
Denver,
Colorado
|
$2K
|
-$21
|
1
|
0%
|
Reduced
|
|
|
617
|
Live Your Vision
West Conshohocken,
Pennsylvania
|
$2K
|
-$4.07K
|
1
|
0%
|
Reduced
|
|
|
618
|
Quadrant Capital Group
Cincinnati,
Ohio
|
$2K
|
-$6.24K
|
1
|
0%
|
Reduced
|
|
|
619
|
TCI Wealth Advisors
Tucson,
Arizona
|
$2K
|
$0
|
3
|
0%
|
Maintained
|
|
|
620
|
Tortoise Capital Advisors
Overland Park,
Kansas
|
$2K
|
$0
|
2
|
0%
|
Maintained
|
|
|
621
|
Exane Derivatives
Paris,
France
|
$1.82K
|
+$1.38K
|
1
|
0%
|
Increased
|
|
|
622
|
Pinnacle Holdings
Tulsa,
Oklahoma
|
$1.72K
|
$0
|
1
|
0%
|
Maintained
|
|
|
623
|
Delta Asset Management
Memphis,
Tennessee
|
$1K
|
+$1.15K
|
1
|
0%
|
New
|
|
|
624
|
Perigon Wealth Management
San Francisco,
California
|
$1K
|
-$258K
|
1
|
0%
|
Reduced
|
|
|
625
|
Acrospire Investment Management
Chicago,
Illinois
|
$0
|
-$105K
|
0
|
–
|
Closed
|
|