|
1426
|
Arrow Financial
Glens Falls,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1427
|
Asset Dedication LLC
San Francisco,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1428
|
|
$0
|
-$631K
|
0
|
–
|
Closed
|
|
|
1429
|
Aubrey Capital Management
Edinburgh,
United Kingdom
|
$0
|
-$4.67M
|
0
|
–
|
Closed
|
|
|
1430
|
Bardin Hill Management Partners
New York
|
$0
|
-$101K
|
0
|
–
|
Closed
|
|
|
1431
|
Barometer Capital Management
Toronto,
Ontario, Canada
|
$0
|
-$557K
|
0
|
–
|
Closed
|
|
|
1432
|
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1433
|
Berkshire Capital Holdings
San Jose,
California
|
$0
|
-$16.6M
|
1
|
0%
|
Reduced
|
|
|
1434
|
Bison Wealth
Atlanta,
Georgia
|
$0
|
-$202K
|
0
|
–
|
Closed
|
|
|
1435
|
Brant Point Investment Management
New York
|
$0
|
-$2.26M
|
0
|
–
|
Closed
|
|
|
1436
|
Burleson & Co
Petaluma,
California
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1437
|
Capital Advisors Ltd
Shaker Heights,
Ohio
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1438
|
Capital Bank & Trust
Irvine,
California
|
$0
|
-$7.05M
|
0
|
–
|
Closed
|
|
|
1439
|
Caption Management
Oklahoma City,
Oklahoma
|
$0
|
-$240K
|
0
|
–
|
Closed
|
|
|
1440
|
Cary Street Partners Asset Management
Richmond,
Virginia
|
$0
|
-$263K
|
0
|
–
|
Closed
|
|
|
1441
|
Cavalry Management Group
San Francisco,
California
|
$0
|
-$486K
|
0
|
–
|
Closed
|
|
|
1442
|
Certified Advisory Corp
Altamonte Springs,
Florida
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1443
|
Clear Perspectives Financial Planning
Cincinnati,
Ohio
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1444
|
Coastal Bridge Advisors
Westport,
Connecticut
|
$0
|
-$373K
|
0
|
–
|
Closed
|
|
|
1445
|
Comerica Securities
Detroit,
Michigan
|
$0
|
-$397K
|
0
|
–
|
Closed
|
|
|
1446
|
Contour Asset Management
New York
|
$0
|
-$20.3M
|
0
|
–
|
Closed
|
|
|
1447
|
Core Wealth Advisors (Florida)
Lakeland,
Florida
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1448
|
|
$0
|
-$33K
|
0
|
–
|
Closed
|
|
|
1449
|
CVI Holdings
Wilmington,
Delaware
|
$0
|
-$200K
|
0
|
–
|
Closed
|
|
|
1450
|
Cypress Point Wealth Management
Dallas,
Texas
|
$0
|
+$474
|
1
|
0%
|
New
|
|