|
1401
|
Prentice Wealth Management
Rochester,
New York
|
$1K
|
-$233
|
1
|
0%
|
Reduced
|
|
|
1402
|
Ranch Capital Advisors
Sarasota,
Florida
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1403
|
Rockbridge Investment Management
Syracuse,
New York
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1404
|
Semmax Financial Advisors
Winston Salem,
North Carolina
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1405
|
Sittner & Nelson
Eugene,
Oregon
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1406
|
TCTC Holdings
Dallas,
Texas
|
$1K
|
+$873
|
1
|
0%
|
New
|
|
|
1407
|
TD Capital Management
Memphis,
Tennessee
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1408
|
TFC Financial Management
Boston,
Massachusetts
|
$1K
|
$0
|
2
|
0%
|
Maintained
|
|
|
1409
|
Wealth Quarterback
Toms River,
New Jersey
|
$1K
|
-$4.38K
|
1
|
0%
|
Reduced
|
|
|
1410
|
West Branch Capital
Amherst,
Massachusetts
|
$1K
|
$0
|
2
|
0%
|
Maintained
|
|
|
1411
|
Your Advocates Ltd
Houston,
Texas
|
$1K
|
+$1.44K
|
1
|
0%
|
New
|
|
|
1412
|
17 Capital Partners
Pheonix,
Arizona
|
$0
|
-$1.45M
|
0
|
–
|
Closed
|
|
|
1413
|
Abundance Wealth Counselors
State College,
Pennsylvania
|
$0
|
-$550K
|
0
|
–
|
Closed
|
|
|
1414
|
Accuvest Global Advisors
Provo,
Utah
|
$0
|
-$277K
|
0
|
–
|
Closed
|
|
|
1415
|
ADE LLC
Baltimore,
Maryland
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1416
|
Alaethes Wealth
Glenbrook,
Nevada
|
$0
|
-$23K
|
1
|
0%
|
Reduced
|
|
|
1417
|
Albar Capital
London,
United Kingdom
|
$0
|
-$36.8M
|
0
|
–
|
Closed
|
|
|
1418
|
Alpha DNA Investment Management
Columbia,
Maryland
|
$0
|
-$1.3M
|
0
|
–
|
Closed
|
|
|
1419
|
AlphaSimPlex Group
Boston,
Massachusetts
|
$0
|
-$2.23M
|
0
|
–
|
Closed
|
|
|
1420
|
Anatole Investment Management
Central,
Hong Kong
|
$0
|
-$6.94M
|
0
|
–
|
Closed
|
|
|
1421
|
Applied Capital
Little Rock,
Arkansas
|
$0
|
-$405K
|
0
|
–
|
Closed
|
|
|
1422
|
Arabesque Asset Management
London,
United Kingdom
|
$0
|
-$2.88M
|
0
|
–
|
Closed
|
|
|
1423
|
Arena Capital Advisors
Los Angeles,
California
|
$0
|
-$5.34M
|
0
|
–
|
Closed
|
|
|
1424
|
Arosa Capital Management
Miami Beach,
Florida
|
$0
|
-$2.08M
|
0
|
–
|
Closed
|
|
|
1425
|
Arrow Financial
Glens Falls,
New York
|
$0
|
$0
|
0
|
–
|
Closed
|
|