|
1176
|
Royal Fund Management
Lady Lake,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1177
|
Salomon & Ludwin
Richmond,
Virginia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1178
|
Sarbit Advisory Services
Winnipeg,
Manitoba, Canada
|
$0
|
-$30.2M
|
0
|
–
|
Closed
|
|
|
1179
|
Saybrook Capital
Winston Salem,
North Carolina
|
$0
|
-$2.28M
|
0
|
–
|
Closed
|
|
|
1180
|
Scotia Capital
Toronto,
Ontario, Canada
|
$0
|
-$2.02M
|
0
|
–
|
Closed
|
|
|
1181
|
SeaCrest Wealth Management
Purchase,
New York
|
$0
|
-$203K
|
0
|
–
|
Closed
|
|
|
1182
|
Secor Capital Advisors
New York
|
$0
|
-$1.72M
|
0
|
–
|
Closed
|
|
|
1183
|
SG3 Management
Dorado,
Puerto Rico
|
$0
|
-$1.88M
|
0
|
–
|
Closed
|
|
|
1184
|
SG Capital Management
Chicago,
Illinois
|
$0
|
-$4.99M
|
0
|
–
|
Closed
|
|
|
1185
|
Sheets Smith Wealth Management
Winston-Salem,
North Carolina
|
$0
|
-$390K
|
0
|
–
|
Closed
|
|
|
1186
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$0
|
-$691K
|
0
|
–
|
Closed
|
|
|
1187
|
Somerset Trust
Somerset,
Pennsylvania
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1188
|
SouthState Corp
Winter Haven,
Florida
|
$0
|
-$297K
|
0
|
–
|
Closed
|
|
|
1189
|
Spectrum Management Group
Indianapolis,
Indiana
|
$0
|
-$1.4K
|
1
|
0%
|
Reduced
|
|
|
1190
|
SQN Investors
Menlo Park,
California
|
$0
|
-$36.3M
|
0
|
–
|
Closed
|
|
|
1191
|
Starr International Company
Zug,
Switzerland
|
$0
|
-$126K
|
0
|
–
|
Closed
|
|
|
1192
|
Strategy Asset Managers
Pasadena,
California
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1193
|
Stuart Chaussee & Associates
Palos Verdes Estates,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1194
|
Symmetry Peak Management
Radnor,
Pennsylvania
|
$0
|
-$414K
|
0
|
–
|
Closed
|
|
|
1195
|
Tanaka Capital Management
New York
|
$0
|
-$19K
|
0
|
–
|
Closed
|
|
|
1196
|
TCG Advisors
Austin,
Texas
|
$0
|
-$1.48K
|
1
|
0%
|
Reduced
|
|
|
1197
|
TD Capital Management
Memphis,
Tennessee
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1198
|
Tompkins Financial
Ithaca,
New York
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
1199
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
$0
|
-$7.4M
|
0
|
–
|
Closed
|
|
|
1200
|
Toth Financial Advisory
Leesburg,
Virginia
|
$0
|
-$9K
|
0
|
–
|
Closed
|
|