|
1126
|
Oakworth Capital
Birmingham,
Alabama
|
$0
|
-$101
|
1
|
0%
|
Reduced
|
|
|
1127
|
Orion Portfolio Solutions
Omaha,
Nebraska
|
$0
|
-$48K
|
0
|
–
|
Closed
|
|
|
1128
|
O'Shares Investment Advisers
Boston,
Massachusetts
|
$0
|
-$1.75M
|
0
|
–
|
Closed
|
|
|
1129
|
Ovata Capital Management
Hong Kong
|
$0
|
-$177K
|
0
|
–
|
Closed
|
|
|
1130
|
Palisade Capital Management
Fort Lee,
New Jersey
|
$0
|
-$1.72M
|
0
|
–
|
Closed
|
|
|
1131
|
Parian Global Management
Pound Ridge,
New York
|
$0
|
-$5.83M
|
0
|
–
|
Closed
|
|
|
1132
|
Patriot Investment Management Group
Knoxville,
Tennessee
|
$0
|
-$69.8K
|
0
|
–
|
Closed
|
|
|
1133
|
Perennial Advisors
New York
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1134
|
Personal CFO Solutions
Chester,
New Jersey
|
$0
|
-$295K
|
0
|
–
|
Closed
|
|
|
1135
|
Prime Capital Investment Advisors
Overland Park,
Kansas
|
$0
|
-$1.01M
|
0
|
–
|
Closed
|
|
|
1136
|
Private Advisor Group
Morristown,
New Jersey
|
$0
|
-$730K
|
0
|
–
|
Closed
|
|
|
1137
|
Procyon Advisors
Shelton,
Connecticut
|
$0
|
-$53K
|
0
|
–
|
Closed
|
|
|
1138
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1139
|
Qtron Investments
Boston,
Massachusetts
|
$0
|
-$310K
|
0
|
–
|
Closed
|
|
|
1140
|
Ranch Capital Advisors
Sarasota,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1141
|
Regal Wealth Group
Seal Beach,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1142
|
Riggs Asset Management
Dallas,
Pennsylvania
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1143
|
Rockbridge Investment Management
Syracuse,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1144
|
Sageworth Trust
Lancaster,
Pennsylvania
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1145
|
Semmax Financial Advisors
Winston Salem,
North Carolina
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1146
|
SG3 Management
Dorado,
Puerto Rico
|
$0
|
-$436K
|
0
|
–
|
Closed
|
|
|
1147
|
Shufro Rose & Co
New York
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1148
|
Skylands Capital
Milwaukee,
Wisconsin
|
$0
|
-$506K
|
0
|
–
|
Closed
|
|
|
1149
|
South Dakota Investment Council
Sioux Falls,
South Dakota
|
$0
|
-$1.82M
|
0
|
–
|
Closed
|
|
|
1150
|
Spectrum Management Group
Indianapolis,
Indiana
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|