|
1101
|
IEQ Capital
Foster City,
California
|
$0
|
-$3.12M
|
0
|
–
|
Closed
|
|
|
1102
|
IFG Advisory
Atlanta,
Georgia
|
$0
|
-$384K
|
0
|
–
|
Closed
|
|
|
1103
|
Ionic Capital Management
New York
|
$0
|
-$187K
|
0
|
–
|
Closed
|
|
|
1104
|
Ironwood Financial
Tucson,
Arizona
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1105
|
James Hambro & Partners
London,
United Kingdom
|
$0
|
-$15M
|
0
|
–
|
Closed
|
|
|
1106
|
Janiczek Wealth Management
Denver,
Colorado
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1107
|
JFS Wealth Advisors
Hermitage,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1108
|
Joel Isaacson & Co
New York
|
$0
|
-$234K
|
0
|
–
|
Closed
|
|
|
1109
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
1110
|
Kerrisdale Advisers
Miami,
Florida
|
$0
|
-$1.62M
|
0
|
–
|
Closed
|
|
|
1111
|
Knowledge Leaders Capital
Denver,
Colorado
|
$0
|
-$2.83M
|
0
|
–
|
Closed
|
|
|
1112
|
Kore Private Wealth
New York
|
$0
|
-$40K
|
0
|
–
|
Closed
|
|
|
1113
|
Leelyn Smith
Geneva,
Illinois
|
$0
|
+$385
|
1
|
0%
|
New
|
|
|
1114
|
LifePlan Financial Group
Dayton,
Ohio
|
$0
|
+$336
|
1
|
0%
|
New
|
|
|
1115
|
Lockheed Martin Investment Management
Bethesda,
Maryland
|
$0
|
-$4.88M
|
0
|
–
|
Closed
|
|
|
1116
|
Manchester Capital Management
Manchester,
Vermont
|
$0
|
-$44K
|
1
|
0%
|
Reduced
|
|
|
1117
|
MCF Advisors
Covington,
Kentucky
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1118
|
|
$0
|
-$7.81M
|
0
|
–
|
Closed
|
|
|
1119
|
Moisand Fitzgerald Tamayo
Orlando,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1120
|
MorganRosel Wealth Management
Highlands Ranch,
Colorado
|
$0
|
-$598K
|
0
|
–
|
Closed
|
|
|
1121
|
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1122
|
|
$0
|
-$58.2M
|
0
|
–
|
Closed
|
|
|
1123
|
New Silk Road Investment
Singapore
|
$0
|
-$428K
|
0
|
–
|
Closed
|
|
|
1124
|
NumerixS Investment Technologies
Vancouver,
British Columbia, Canada
|
$0
|
-$571K
|
0
|
–
|
Closed
|
|
|
1125
|
NWK Group
San Francisco,
California
|
$0
|
-$38K
|
0
|
–
|
Closed
|
|