|
1076
|
First Citizens Bank & Trust
Raleigh,
North Carolina
|
$0
|
-$113K
|
0
|
–
|
Closed
|
|
|
1077
|
FNY Investment Advisers
New York
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1078
|
Fondren Management
Houston,
Texas
|
$0
|
-$301K
|
0
|
–
|
Closed
|
|
|
1079
|
Fortem Financial Group
Palm Desert,
California
|
$0
|
-$275K
|
0
|
–
|
Closed
|
|
|
1080
|
|
$0
|
-$4.78M
|
0
|
–
|
Closed
|
|
|
1081
|
Global Financial Private Capital
Sarasota,
Florida
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1082
|
Global Trust Asset Management
West Palm Beach,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1083
|
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1084
|
Granite Point Capital Management
Boston,
Massachusetts
|
$0
|
-$235K
|
0
|
–
|
Closed
|
|
|
1085
|
Grantham, Mayo, Van Otterloo & Co (GMO)
Boston,
Massachusetts
|
$0
|
-$236K
|
0
|
–
|
Closed
|
|
|
1086
|
Griffin Asset Management
New York
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1087
|
Harel Insurance Investments & Financial Services
Ramat Gan,
Israel
|
$0
|
-$74.7K
|
1
|
0%
|
Reduced
|
|
|
1088
|
Hartford Financial Management
Hartford,
Connecticut
|
$0
|
-$48K
|
0
|
–
|
Closed
|
|
|
1089
|
Harvest Fund Management
Beijing,
China
|
$0
|
-$60K
|
0
|
–
|
Closed
|
|
|
1090
|
Haverford Trust Company
Radnor,
Pennsylvania
|
$0
|
-$334K
|
0
|
–
|
Closed
|
|
|
1091
|
Highbridge Capital Management
New York
|
$0
|
-$28M
|
0
|
–
|
Closed
|
|
|
1092
|
HighTower Trust
Houston,
Texas
|
$0
|
-$210K
|
0
|
–
|
Closed
|
|
|
1093
|
ING Group
Amsterdam,
Netherlands
|
$0
|
-$412K
|
0
|
–
|
Closed
|
|
|
1094
|
Intrinsic Edge Capital Management
Chicago,
Illinois
|
$0
|
-$914K
|
0
|
–
|
Closed
|
|
|
1095
|
Jackson Wealth Management
Lake Mary,
Florida
|
$0
|
-$1.81M
|
0
|
–
|
Closed
|
|
|
1096
|
Joseph P. Lucia & Associates
Yorktown Heights,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1097
|
Juncture Wealth Strategies
Scottsdale,
Arizona
|
$0
|
-$613K
|
0
|
–
|
Closed
|
|
|
1098
|
Karpus Investment Management
Pittsford,
New York
|
$0
|
-$6.34M
|
0
|
–
|
Closed
|
|
|
1099
|
Kavar Capital Partners Group
Leawood,
Kansas
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1100
|
Kelly Lawrence W & Associates
Pasadens,
California
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|