|
1051
|
Caption Management
Oklahoma City,
Oklahoma
|
$0
|
-$272K
|
0
|
–
|
Closed
|
|
|
1052
|
CNB Bank
Clearfield,
Pennsylvania
|
$0
|
-$111
|
1
|
0%
|
Reduced
|
|
|
1053
|
Commerzbank Aktiengesellschaft
Frankfurt,
Germany
|
$0
|
-$436K
|
0
|
–
|
Closed
|
|
|
1054
|
Copeland Capital Management
Conshohocken,
Pennsylvania
|
$0
|
-$265K
|
0
|
–
|
Closed
|
|
|
1055
|
Cox Capital Management
Andover,
Massachusetts
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1056
|
Curi RMB Capital
Chicago,
Illinois
|
$0
|
-$439K
|
0
|
–
|
Closed
|
|
|
1057
|
Darwin Wealth Management
Tampa,
Florida
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1058
|
Dean Investment Associates
Beavercreek,
Ohio
|
$0
|
-$1.01M
|
0
|
–
|
Closed
|
|
|
1059
|
Disciplined Investments
Tulsa,
Oklahoma
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1060
|
DRW Securities
Chicago,
Illinois
|
$0
|
-$323K
|
0
|
–
|
Closed
|
|
|
1061
|
Elephas Investment Management
Hong Kong
|
$0
|
-$637K
|
0
|
–
|
Closed
|
|
|
1062
|
Ellington Management Group
Old Greenwich,
Connecticut
|
$0
|
-$1.61M
|
0
|
–
|
Closed
|
|
|
1063
|
Elmwood Wealth Management
Berkeley,
California
|
$0
|
+$174
|
1
|
0%
|
New
|
|
|
1064
|
EPG Wealth Management
Atlanta,
Georgia
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1065
|
Factorial Partners
Mt. Kisco,
New York
|
$0
|
-$158K
|
0
|
–
|
Closed
|
|
|
1066
|
First Command Bank
Fort Worth,
Texas
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1067
|
First Command Financial Services
Fort Worth,
Texas
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1068
|
First Financial Corp
Terre Haute,
Indiana
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1069
|
FMA Advisory
Harrisburg,
Pennsylvania
|
$0
|
-$232K
|
0
|
–
|
Closed
|
|
|
1070
|
Focused Wealth Management
Newburgh,
New York
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1071
|
Formula Growth
Montreal,
Quebec, Canada
|
$0
|
-$1.45M
|
0
|
–
|
Closed
|
|
|
1072
|
Fort Sheridan Advisors
Highland Park,
Illinois
|
$0
|
-$57K
|
0
|
–
|
Closed
|
|
|
1073
|
Frontier Investment Management
Dallas,
Texas
|
$0
|
-$65K
|
0
|
–
|
Closed
|
|
|
1074
|
Global Trust Asset Management
West Palm Beach,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1075
|
Golden State Wealth Management
Santa Ana,
California
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|