|
601
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$2K
|
+$1.53K
|
1
|
0%
|
New
|
|
|
602
|
Focused Wealth Management
Newburgh,
New York
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
603
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
604
|
Oakworth Capital
Birmingham,
Alabama
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
605
|
Piedmont Investment Advisors
Durham,
North Carolina
|
$1.98K
|
$0
|
1
|
0%
|
Maintained
|
|
|
606
|
Delphi Private Advisors
San Diego,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
607
|
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
608
|
Gupta Wealth Management
San Diego,
California
|
$1K
|
+$1.04K
|
1
|
0%
|
New
|
|
|
609
|
Mark Sheptoff Financial Planning
Glastonbury,
Connecticut
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
610
|
Shamrock Asset Management
Dallas,
Texas
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
611
|
TD Securities (USA)
New York
|
$1K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
612
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
+$733
|
1
|
0%
|
New
|
|
|
613
|
Woodmont Investment Counsel
Nashville,
Tennessee
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
614
|
Exane Derivatives
Paris,
France
|
$58
|
-$726
|
1
|
0%
|
Reduced
|
|
|
615
|
Algert Global
San Francisco,
California
|
$0
|
-$1.77M
|
0
|
–
|
Closed
|
|
|
616
|
Allegis Investment Advisors
Idaho Falls,
Idaho
|
$0
|
-$19K
|
0
|
–
|
Closed
|
|
|
617
|
AlphaMark Advisors
Ft. Wright,
Kentucky
|
$0
|
-$1.1M
|
0
|
–
|
Closed
|
|
|
618
|
Archford Capital Strategies
Swansea,
Illinois
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
619
|
Arrow Financial
Glens Falls,
New York
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
620
|
Arrowstreet Capital
Boston,
Massachusetts
|
$0
|
-$7.84M
|
0
|
–
|
Closed
|
|
|
621
|
Asset Dedication LLC
San Francisco,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
622
|
|
$0
|
-$33.7M
|
0
|
–
|
Closed
|
|
|
623
|
Bartlett & Co
Cincinnati,
Ohio
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
624
|
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
|
$0
|
-$4K
|
0
|
–
|
Closed
|
|
|
625
|
Birch Hill Investment Advisors
Boston,
Massachusetts
|
$0
|
-$206K
|
0
|
–
|
Closed
|
|