|
1301
|
One Capital Management
Westlake Village,
California
|
$0
|
-$234K
|
0
|
–
|
Closed
|
|
|
1302
|
Oversea-Chinese Banking Corp (OCBC)
Singapore
|
$0
|
-$4.19M
|
0
|
–
|
Closed
|
|
|
1303
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
$0
|
-$296K
|
0
|
–
|
Closed
|
|
|
1304
|
Perbak Capital Partners
London,
United Kingdom
|
$0
|
-$473K
|
0
|
–
|
Closed
|
|
|
1305
|
PFG Private Wealth Management
Lutz,
Florida
|
$0
|
-$24K
|
0
|
–
|
Closed
|
|
|
1306
|
Pittenger & Anderson Inc
Lincoin,
Nebraska
|
$0
|
-$4.12K
|
0
|
–
|
Closed
|
|
|
1307
|
Private Advisory Group
Redmond,
Washington
|
$0
|
-$1.58M
|
0
|
–
|
Closed
|
|
|
1308
|
PSI Advisors
Tampa,
Florida
|
$0
|
-$6.71K
|
0
|
–
|
Closed
|
|
|
1309
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$0
|
+$161K
|
1
|
0%
|
New
|
|
|
1310
|
Readystate Asset Management
Chicago,
Illinois
|
$0
|
-$9.56M
|
0
|
–
|
Closed
|
|
|
1311
|
Resources Management Corp
West Hartford,
Connecticut
|
$0
|
+$116
|
1
|
0%
|
New
|
|
|
1312
|
Scientech Research LLC
Jersey City,
New Jersey
|
$0
|
-$950K
|
0
|
–
|
Closed
|
|
|
1313
|
Sepio Capital
Salt Lake City,
Utah
|
$0
|
-$547K
|
0
|
–
|
Closed
|
|
|
1314
|
|
$0
|
-$595K
|
0
|
–
|
Closed
|
|
|
1315
|
SIG North Trading
Bala Cynwyd,
Pennsylvania
|
$0
|
-$3.79M
|
0
|
–
|
Closed
|
|
|
1316
|
SIH Partners
Wilmington,
Delaware
|
$0
|
-$235K
|
0
|
–
|
Closed
|
|
|
1317
|
Skandinaviska Enskilda Banken (SEB)
Stockholm,
Sweden
|
$0
|
-$3.29M
|
0
|
–
|
Closed
|
|
|
1318
|
Stonebridge Financial Group (Pennsylvania)
Wormleysburg,
Pennsylvania
|
$0
|
-$41.3K
|
0
|
–
|
Closed
|
|
|
1319
|
|
$0
|
-$411K
|
0
|
–
|
Closed
|
|
|
1320
|
SVB Wealth
Boston,
Massachusetts
|
$0
|
-$45K
|
0
|
–
|
Closed
|
|
|
1321
|
Tejara Capital
London,
United Kingdom
|
$0
|
-$1.85M
|
0
|
–
|
Closed
|
|
|
1322
|
TownSquare Capital
Provo,
Utah
|
$0
|
-$1.82M
|
0
|
–
|
Closed
|
|
|
1323
|
Tradewinds LLC
Raleigh,
North Carolina
|
$0
|
-$369K
|
0
|
–
|
Closed
|
|
|
1324
|
Two Sigma Securities
New York
|
$0
|
-$457K
|
0
|
–
|
Closed
|
|
|
1325
|
Ulland Investment Advisors
Minneapolis,
Minnesota
|
$0
|
-$13K
|
0
|
–
|
Closed
|
|