|
4201
|
M.E. Allison & Co
San Antonio,
Texas
|
$0
|
-$201K
|
0
|
–
|
Closed
|
|
|
4202
|
Meixler Investment Management
Show Low,
Arizona
|
$0
|
-$211K
|
0
|
–
|
Closed
|
|
|
4203
|
Meritas Wealth Management
Larkspur,
California
|
$0
|
-$205K
|
0
|
–
|
Closed
|
|
|
4204
|
MIRAE ASSET SECURITIES (USA) INC.
New York
|
$0
|
-$7.99M
|
0
|
–
|
Closed
|
|
|
4205
|
NCP Inc
La Quinta,
California
|
$0
|
-$147K
|
0
|
–
|
Closed
|
|
|
4206
|
New Jersey Better Educational Savings Trust
Trenton,
New Jersey
|
$0
|
-$214K
|
0
|
–
|
Closed
|
|
|
4207
|
Northeast Financial Group
Tannersville,
Pennsylvania
|
$0
|
-$879K
|
0
|
–
|
Closed
|
|
|
4208
|
Novus Advisors
Greenville,
South Carolina
|
$0
|
-$267K
|
0
|
–
|
Closed
|
|
|
4209
|
Nvest Financial
Portsmouth,
New Hampshire
|
$0
|
-$390K
|
0
|
–
|
Closed
|
|
|
4210
|
|
$0
|
-$317K
|
0
|
–
|
Closed
|
|
|
4211
|
Oder Investment Management
Woodland Hills,
California
|
$0
|
-$988K
|
0
|
–
|
Closed
|
|
|
4212
|
Old Mission Capital
Chicago,
Illinois
|
$0
|
-$4.24M
|
0
|
–
|
Closed
|
|
|
4213
|
One68 Global Capital
New York
|
$0
|
-$2.75M
|
0
|
–
|
Closed
|
|
|
4214
|
Orchard Capital Management
Chicago,
Illinois
|
$0
|
-$625K
|
0
|
–
|
Closed
|
|
|
4215
|
Parsifal Capital Management
Greenwich,
Connecticut
|
$0
|
-$4.16M
|
0
|
–
|
Closed
|
|
|
4216
|
PAX Financial Group
San Antonio,
Texas
|
$0
|
-$297K
|
0
|
–
|
Closed
|
|
|
4217
|
Peconic Partners
New York
|
$0
|
-$20.1M
|
0
|
–
|
Closed
|
|
|
4218
|
Penobscot Wealth Management
Portland,
Maine
|
$0
|
-$109K
|
0
|
–
|
Closed
|
|
|
4219
|
PFG Private Wealth Management
Lutz,
Florida
|
$0
|
-$2.54K
|
0
|
–
|
Closed
|
|
|
4220
|
Planning Directions
Glen Mills,
Pennsylvania
|
$0
|
-$7.62M
|
0
|
–
|
Closed
|
|
|
4221
|
PMV Capital Advisers
Dallas,
Texas
|
$0
|
-$45K
|
0
|
–
|
Closed
|
|
|
4222
|
Price Capital Management
Lafayette,
Louisiana
|
$0
|
-$3M
|
0
|
–
|
Closed
|
|
|
4223
|
Priebe Wealth Holdings
Maple Grove,
Minnesota
|
$0
|
-$289K
|
0
|
–
|
Closed
|
|
|
4224
|
Prosperity Financial Group
San Ramon,
California
|
$0
|
-$419K
|
0
|
–
|
Closed
|
|
|
4225
|
PSI Advisors
Tampa,
Florida
|
$0
|
-$119K
|
0
|
–
|
Closed
|
|