|
3101
|
Newfound Research
Wellesley Hills,
Massachusetts
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
3102
|
Peloton Wealth Strategists
Indianapolis,
Indiana
|
$0
|
-$1.2M
|
0
|
–
|
Closed
|
|
|
3103
|
Princeton Alpha Management
Princeton Junction,
New Jersey
|
$0
|
-$10.8M
|
0
|
–
|
Closed
|
|
|
3104
|
Professional Advisory Services
Vero Beach,
Florida
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
3105
|
PT Asset Management
Chicago,
Illinois
|
$0
|
-$1.22M
|
0
|
–
|
Closed
|
|
|
3106
|
|
$0
|
-$1.45M
|
0
|
–
|
Closed
|
|
|
3107
|
SG Capital Management
Chicago,
Illinois
|
$0
|
-$21.1M
|
0
|
–
|
Closed
|
|
|
3108
|
Shanda Asset Management Holdings
Tortola,,
British Virgin Islands
|
$0
|
-$4.46M
|
0
|
–
|
Closed
|
|
|
3109
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$0
|
-$110K
|
0
|
–
|
Closed
|
|
|
3110
|
Smart Portfolios LLC
Seattle,
Washington
|
$0
|
-$3.21M
|
0
|
–
|
Closed
|
|
|
3111
|
SPO Advisory
San Anselmo,
California
|
$0
|
-$226M
|
0
|
–
|
Closed
|
|
|
3112
|
Sterling Global Strategies
Carlsbad,
California
|
$0
|
-$229K
|
0
|
–
|
Closed
|
|
|
3113
|
Stewart West Indies Trading Company
Boulder,
Colorado
|
$0
|
-$7.27M
|
0
|
–
|
Closed
|
|
|
3114
|
Strategic Wealth Management
Kirkland,
Washington
|
$0
|
-$3.16M
|
0
|
–
|
Closed
|
|
|
3115
|
Swarthmore Group
Philadelphia,
Pennsylvania
|
$0
|
-$1.42M
|
0
|
–
|
Closed
|
|
|
3116
|
Symmetry Partners
Glastonbury,
Connecticut
|
$0
|
-$25K
|
0
|
–
|
Closed
|
|
|
3117
|
Tandem Investment Advisors
Charleston,
South Carolina
|
$0
|
-$1.66M
|
0
|
–
|
Closed
|
|
|
3118
|
Teza Capital Management
Chicago,
Illinois
|
$0
|
-$14.2M
|
0
|
–
|
Closed
|
|
|
3119
|
Tiptree Advisors
New York
|
$0
|
-$6.76M
|
0
|
–
|
Closed
|
|
|
3120
|
Trinity Street Asset Management
London,
United Kingdom
|
$0
|
-$36.4M
|
0
|
–
|
Closed
|
|
|
3121
|
|
$0
|
-$90.2M
|
0
|
–
|
Closed
|
|
|
3122
|
Ulysses Management
New York
|
$0
|
-$545K
|
0
|
–
|
Closed
|
|
|
3123
|
Verus Financial Partners
Richmond,
Virginia
|
$0
|
-$251K
|
0
|
–
|
Closed
|
|
|
3124
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
3125
|
Wynnefield Capital
New York
|
$0
|
-$14K
|
0
|
–
|
Closed
|
|