|
601
|
B. Riley Financial
Los Angeles,
California
|
$0
|
-$666K
|
0
|
–
|
Closed
|
|
|
602
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
603
|
|
$0
|
-$512K
|
0
|
–
|
Closed
|
|
|
604
|
Clear Investment Research
Alpharetta,
Georgia
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
605
|
CNA Financial
Chicago,
Illinois
|
$0
|
-$1.99M
|
0
|
–
|
Closed
|
|
|
606
|
Credit Agricole
Montrouge Cedex,
France
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
607
|
Cutler Group
San Francisco,
California
|
$0
|
-$383K
|
0
|
–
|
Closed
|
|
|
608
|
Duality Advisers
Miami,
Florida
|
$0
|
-$1.55M
|
0
|
–
|
Closed
|
|
|
609
|
Dynamic Technology Lab
Singapore
|
$0
|
-$3.3M
|
0
|
–
|
Closed
|
|
|
610
|
EAM Global Investors
Solana Beach,
California
|
$0
|
-$1.67M
|
0
|
–
|
Closed
|
|
|
611
|
EAM Investors
Solana Beach,
California
|
$0
|
-$1.29M
|
0
|
–
|
Closed
|
|
|
612
|
Edge Wealth Management
New York
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
613
|
Första AP-fonden
Stockholm,
Sweden
|
$0
|
-$481K
|
0
|
–
|
Closed
|
|
|
614
|
Founders Financial Securities
Towson,
Maryland
|
$0
|
-$28K
|
0
|
–
|
Closed
|
|
|
615
|
GM Advisory Group
Melville,
New York
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
616
|
Hanseatic Management Services
Albuquerque,
New Mexico
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
617
|
Harbor Investment Advisory
Lutherville,
Maryland
|
$0
|
+$17
|
1
|
0%
|
New
|
|
|
618
|
Howe & Rusling
Rochester,
New York
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
619
|
Hudson Bay Capital Management
Stamford,
Connecticut
|
$0
|
-$3.99M
|
0
|
–
|
Closed
|
|
|
620
|
Huntington National Bank
Columbus,
Ohio
|
$0
|
$0
|
3
|
0%
|
Maintained
|
|
|
621
|
Indaba Capital Management
San Francisco,
California
|
$0
|
-$17.1M
|
0
|
–
|
Closed
|
|
|
622
|
Jaffetilchin Investment Partners
Tampa,
Florida
|
$0
|
-$269K
|
0
|
–
|
Closed
|
|
|
623
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
624
|
Laurion Capital Management
New York
|
$0
|
-$784K
|
0
|
–
|
Closed
|
|
|
625
|
LMR Partners
London,
United Kingdom
|
$0
|
-$877K
|
0
|
–
|
Closed
|
|