|
451
|
Allworth Financial
Folsom,
California
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
452
|
USA Mutuals Advisors
Dallas,
Texas
|
$2K
|
+$1.92K
|
1
|
0%
|
New
|
|
|
453
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$2K
|
+$2.42K
|
1
|
0%
|
New
|
|
|
454
|
Raffa Wealth Management
Washington,
District of Columbia
|
$1.04K
|
$0
|
2
|
0%
|
Maintained
|
|
|
455
|
Exane Derivatives
Paris,
France
|
$21
|
-$1.64K
|
1
|
0%
|
Reduced
|
|
|
456
|
Achievement Holdings
Chicago,
Illinois
|
$0
|
-$381K
|
0
|
–
|
Closed
|
|
|
457
|
Advent Capital Management
New York
|
$0
|
-$351K
|
0
|
–
|
Closed
|
|
|
458
|
Assured Investment Management
New York
|
$0
|
-$42.1M
|
0
|
–
|
Closed
|
|
|
459
|
Ativo Capital Management
Chicago,
Illinois
|
$0
|
-$397K
|
0
|
–
|
Closed
|
|
|
460
|
Baltimore-Washington Financial Advisors
Columbia,
Maryland
|
$0
|
+$665
|
1
|
0%
|
New
|
|
|
461
|
BB&T Securities
Richmond,
Virginia
|
$0
|
-$112K
|
0
|
–
|
Closed
|
|
|
462
|
BlueCrest Capital Management
St Helier,
Jersey
|
$0
|
-$1.25M
|
0
|
–
|
Closed
|
|
|
463
|
Bogle Investment Management
Newton Lower Falls,
Massachusetts
|
$0
|
-$2.08M
|
0
|
–
|
Closed
|
|
|
464
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$0
|
-$208K
|
0
|
–
|
Closed
|
|
|
465
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
466
|
Capital Fund Management (CFM)
Paris,
France
|
$0
|
-$275K
|
0
|
–
|
Closed
|
|
|
467
|
Catalyst Capital Advisors
Huntington,
New York
|
$0
|
-$2.17M
|
0
|
–
|
Closed
|
|
|
468
|
Caxton Associates (New York)
New York
|
$0
|
-$2M
|
0
|
–
|
Closed
|
|
|
469
|
Charter Bridge Capital Management
New York
|
$0
|
-$4.15M
|
0
|
–
|
Closed
|
|
|
470
|
Coe Capital Management
Highland Park,
Illinois
|
$0
|
-$408K
|
0
|
–
|
Closed
|
|
|
471
|
Convergence Investment Partners
Palm Beach Gardens,
Florida
|
$0
|
-$1.22M
|
0
|
–
|
Closed
|
|
|
472
|
D.A. Davidson & Co
Great Falls,
Montana
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
473
|
Dialectic Capital Management
Norwalk,
Connecticut
|
$0
|
-$3.26M
|
0
|
–
|
Closed
|
|
|
474
|
Eagle Capital Management (New York)
New York
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
475
|
Empyrean Capital Partners
Los Angeles,
California
|
$0
|
-$3.33M
|
0
|
–
|
Closed
|
|