|
426
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
427
|
Allworth Financial
Folsom,
California
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
428
|
Community Bank
Dewitt,
New York
|
$1K
|
+$726
|
1
|
0%
|
New
|
|
|
429
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$1K
|
+$1.69K
|
1
|
0%
|
New
|
|
|
430
|
Next Financial Group
Houston,
Texas
|
$1K
|
+$1.71K
|
1
|
0%
|
New
|
|
|
431
|
Whittier Trust
South Pasadena,
California
|
$1K
|
-$1.73K
|
1
|
0%
|
Reduced
|
|
|
432
|
Raffa Wealth Management
Washington,
District of Columbia
|
$975
|
$0
|
2
|
0%
|
Maintained
|
|
|
433
|
Exane Derivatives
Paris,
France
|
$15
|
$0
|
1
|
0%
|
Maintained
|
|
|
434
|
Act II Management
New York
|
$0
|
-$528K
|
0
|
–
|
Closed
|
|
|
435
|
AHL Partners
London,
United Kingdom
|
$0
|
-$520K
|
0
|
–
|
Closed
|
|
|
436
|
Airain Ltd
St. Peter Port,
Guernsey
|
$0
|
-$204K
|
0
|
–
|
Closed
|
|
|
437
|
Alpine Global Management
New York
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
438
|
Alta Capital Management
Salt Lake City,
Utah
|
$0
|
-$171K
|
0
|
–
|
Closed
|
|
|
439
|
Ancora Advisors
Cleveland,
Ohio
|
$0
|
-$545K
|
0
|
–
|
Closed
|
|
|
440
|
AssetMark Inc
Concord,
California
|
$0
|
+$273
|
1
|
0%
|
New
|
|
|
441
|
Avenir Corporation
Alexandria,
Virginia
|
$0
|
-$859K
|
0
|
–
|
Closed
|
|
|
442
|
Baltimore-Washington Financial Advisors
Columbia,
Maryland
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
443
|
Bessemer Group
Woodbridge,
New Jersey
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
444
|
Blue Arrow Capital Management
New York
|
$0
|
-$10.4M
|
0
|
–
|
Closed
|
|
|
445
|
Bolton LP
Greenwich,
Connecticut
|
$0
|
-$474K
|
0
|
–
|
Closed
|
|
|
446
|
B. Riley Wealth Management
Memphis,
Tennessee
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
447
|
Brookstone Capital Management
Wheaton,
Illinois
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
448
|
Bryn Mawr Capital Management Inc
Bryn Mawr,
Pennsylvania
|
$0
|
-$775K
|
0
|
–
|
Closed
|
|
|
449
|
Catapult Capital Management
New York
|
$0
|
-$538K
|
0
|
–
|
Closed
|
|
|
450
|
|
$0
|
-$695K
|
0
|
–
|
Closed
|
|