|
1301
|
Checchi Capital Advisers
Beverly Hills,
California
|
$0
|
-$287K
|
0
|
–
|
Closed
|
|
|
1302
|
Cherrydale Wealth Management
Hoboken,
New Jersey
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
1303
|
Childress Capital Advisors
Houston,
Texas
|
$0
|
-$261K
|
0
|
–
|
Closed
|
|
|
1304
|
Chimera Capital Management
New York
|
$0
|
-$4.01M
|
0
|
–
|
Closed
|
|
|
1305
|
Clare Market Investments
Dallas,
Texas
|
$0
|
-$224K
|
0
|
–
|
Closed
|
|
|
1306
|
Clarus Group
Houston,
Texas
|
$0
|
-$320K
|
0
|
–
|
Closed
|
|
|
1307
|
Clough Capital Partners
Boston,
Massachusetts
|
$0
|
-$3.21M
|
0
|
–
|
Closed
|
|
|
1308
|
CMT Capital Markets Trading
Frankfurt,
Germany
|
$0
|
-$2.49M
|
0
|
–
|
Closed
|
|
|
1309
|
Cobalt Capital Management
Short Hills,
New Jersey
|
$0
|
-$6.42M
|
0
|
–
|
Closed
|
|
|
1310
|
Colony Group
Boston,
Massachusetts
|
$0
|
-$212K
|
0
|
–
|
Closed
|
|
|
1311
|
Commons Capital
Needham,
Massachusetts
|
$0
|
-$414K
|
0
|
–
|
Closed
|
|
|
1312
|
Comprehensive Financial Management
Los Gatos,
California
|
$0
|
-$2.55M
|
0
|
–
|
Closed
|
|
|
1313
|
Concentric Capital Strategies
Stamford,
Connecticut
|
$0
|
-$2.25M
|
0
|
–
|
Closed
|
|
|
1314
|
Connective Portfolio Management
New York
|
$0
|
-$1.83M
|
0
|
–
|
Closed
|
|
|
1315
|
Connor, Clark & Lunn Investment Management (CC&L)
Vancouver,
British Columbia, Canada
|
$0
|
-$2.38M
|
0
|
–
|
Closed
|
|
|
1316
|
Cookson Peirce & Co
Pittsburgh,
Pennsylvania
|
$0
|
-$315K
|
0
|
–
|
Closed
|
|
|
1317
|
Corbin Capital Partners
New York
|
$0
|
-$1.72M
|
0
|
–
|
Closed
|
|
|
1318
|
Cordant Inc
Portland,
Oregon
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1319
|
Cornerstone Advisory
Hunt Valley,
Maryland
|
$0
|
-$225K
|
0
|
–
|
Closed
|
|
|
1320
|
Cornerstone Capital
Palo Alto,
California
|
$0
|
-$264K
|
0
|
–
|
Closed
|
|
|
1321
|
Cornerstone Wealth Group
Huntersville,
North Carolina
|
$0
|
-$2.57M
|
0
|
–
|
Closed
|
|
|
1322
|
Cornerstone Wealth Management
St. Peters,
Missouri
|
$0
|
-$298K
|
0
|
–
|
Closed
|
|
|
1323
|
Covenant Partners
Nashville,
Tennessee
|
$0
|
-$554K
|
0
|
–
|
Closed
|
|
|
1324
|
CPWM LLC
Seattle,
Washington
|
$0
|
-$253K
|
0
|
–
|
Closed
|
|
|
1325
|
CreativeOne Wealth
Overland Park,
Kansas
|
$0
|
-$624K
|
0
|
–
|
Closed
|
|