|
1001
|
Northwest & Ethical Investments
Toronto,
Ontario, Canada
|
$0
|
-$1.59M
|
0
|
–
|
Closed
|
|
|
1002
|
NumerixS Investment Technologies
Vancouver,
British Columbia, Canada
|
$0
|
-$1.59M
|
0
|
–
|
Closed
|
|
|
1003
|
NWAM LLC
Mercer Island,
Washington
|
$0
|
-$492K
|
0
|
–
|
Closed
|
|
|
1004
|
Orion Portfolio Solutions
Omaha,
Nebraska
|
$0
|
-$28K
|
0
|
–
|
Closed
|
|
|
1005
|
Pasadena Private Wealth
Pasadena,
California
|
$0
|
-$42K
|
0
|
–
|
Closed
|
|
|
1006
|
Patriot Investment Management Group
Knoxville,
Tennessee
|
$0
|
-$310
|
0
|
–
|
Closed
|
|
|
1007
|
Picton Mahoney Asset Management
Toronto,
Ontario, Canada
|
$0
|
-$1.03M
|
0
|
–
|
Closed
|
|
|
1008
|
Pinnacle Bancorp
Beatrice,
Nebraska
|
$0
|
-$6K
|
0
|
–
|
Closed
|
|
|
1009
|
PrairieView Partners
St. Paul,
Minnesota
|
$0
|
-$3K
|
0
|
–
|
Closed
|
|
|
1010
|
Principle Wealth Partners
Madison,
Connecticut
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1011
|
Procyon Advisors
Shelton,
Connecticut
|
$0
|
-$68K
|
0
|
–
|
Closed
|
|
|
1012
|
Providence Capital Advisors
Charlotte,
North Carolina
|
$0
|
+$66
|
1
|
0%
|
New
|
|
|
1013
|
ProVise Management Group
Clearwater,
Florida
|
$0
|
-$326K
|
0
|
–
|
Closed
|
|
|
1014
|
|
$0
|
-$125K
|
0
|
–
|
Closed
|
|
|
1015
|
Regal Investment Advisors
Kentwood,
Michigan
|
$0
|
-$478K
|
0
|
–
|
Closed
|
|
|
1016
|
RMR Wealth Builders
Montclair,
New Jersey
|
$0
|
-$43K
|
0
|
–
|
Closed
|
|
|
1017
|
Rock Creek Group
Washington,
District of Columbia
|
$0
|
-$91K
|
0
|
–
|
Closed
|
|
|
1018
|
Sciencast Management
Princeton,
New Jersey
|
$0
|
-$569K
|
0
|
–
|
Closed
|
|
|
1019
|
Segment Wealth Management
Houston,
Texas
|
$0
|
-$201K
|
0
|
–
|
Closed
|
|
|
1020
|
Shannon River Fund Management
New York
|
$0
|
-$13.8M
|
0
|
–
|
Closed
|
|
|
1021
|
Sowa Financial Group
Lincoln,
Rhode Island
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1022
|
Spotlight Asset Group
Oakbrook Terrace,
Illinois
|
$0
|
-$236K
|
0
|
–
|
Closed
|
|
|
1023
|
TFO Wealth Partners
Maumee,
Ohio
|
$0
|
-$7K
|
0
|
–
|
Closed
|
|
|
1024
|
Trexquant Investment
Stamford,
Connecticut
|
$0
|
-$6.44M
|
0
|
–
|
Closed
|
|
|
1025
|
tru Independence
Portland,
Oregon
|
$0
|
-$199K
|
0
|
–
|
Closed
|
|