|
1301
|
Keebeck Wealth Management
Chicago,
Illinois
|
$5K
|
+$5K
|
1
|
0%
|
New
|
|
|
1302
|
Lowe Wealth Advisors
Columbia,
Maryland
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1303
|
Global Financial Private Client
Sarasota,
Florida
|
$4.33K
|
+$4.31K
|
1
|
0%
|
New
|
|
|
1304
|
NVWM LLC
Yardley,
Pennsylvania
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1305
|
Wealthcare Capital Management
Richmond,
Virginia
|
$4K
|
+$4.13K
|
1
|
0%
|
New
|
|
|
1306
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$3K
|
-$861
|
1
|
0%
|
Reduced
|
|
|
1307
|
Kayne Anderson Rudnick Investment Management
Los Angeles,
California
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1308
|
Norway Savings Bank
Portland,
Maine
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1309
|
Personal Wealth Partners
Bloomington,
Minnesota
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1310
|
TD Capital Management
Memphis,
Tennessee
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1311
|
Willingdon Wealth Management
Huntersville,
North Carolina
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1312
|
Financial Enhancement Group
Anderson,
Indiana
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1313
|
USA Financial Formulas
Ada,
Michigan
|
$2K
|
+$2.24K
|
1
|
0%
|
New
|
|
|
1314
|
Capstone Investment Advisors
New York
|
$1K
|
+$689
|
1
|
0%
|
New
|
|
|
1315
|
Fidelity International
Hamilton,
Bermuda
|
$1K
|
-$7.34M
|
1
|
0%
|
Reduced
|
|
|
1316
|
Global Financial Private Capital
Sarasota,
Florida
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1317
|
Global Trust Asset Management
West Palm Beach,
Florida
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1318
|
Lake Point Wealth Management
Rockwall,
Texas
|
$1K
|
+$1.03K
|
1
|
0%
|
New
|
|
|
1319
|
Leelyn Smith
Geneva,
Illinois
|
$1K
|
+$861
|
1
|
0%
|
New
|
|
|
1320
|
Lloyd Advisory Services
Suwanee,
Georgia
|
$1K
|
+$689
|
1
|
0%
|
New
|
|
|
1321
|
Selective Wealth Management
Forest,
Virginia
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1322
|
Exane Derivatives
Paris,
France
|
$519
|
$0
|
1
|
0%
|
Maintained
|
|
|
1323
|
AEGON Asset Management (UK)
Edinburgh,
United Kingdom
|
$0
|
-$1.18M
|
0
|
–
|
Closed
|
|
|
1324
|
AGF Investments LLC
Toronto,
Ontario, Canada
|
$0
|
-$5K
|
0
|
–
|
Closed
|
|
|
1325
|
Albar Capital
London,
United Kingdom
|
$0
|
-$8.9M
|
0
|
–
|
Closed
|
|