|
1201
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$5K
|
-$83.4K
|
2
|
0%
|
Reduced
|
|
|
1202
|
Simon Quick Advisors
Morristown,
New Jersey
|
$5K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1203
|
Bay Colony Advisors
Concord,
Massachusetts
|
$4K
|
+$4.42K
|
1
|
0%
|
New
|
|
|
1204
|
CNB Bank
Clearfield,
Pennsylvania
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1205
|
Lowe Wealth Advisors
Columbia,
Maryland
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1206
|
Private Ocean
San Rafael,
California
|
$4K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1207
|
Barrow, Hanley, Mewhinney & Strauss
Dallas,
Texas
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1208
|
CSat Investment Advisory
Detroit,
Michigan
|
$3K
|
+$3.24K
|
1
|
0%
|
New
|
|
|
1209
|
Destination Wealth Management
Walnut Creek,
California
|
$3K
|
+$3.24K
|
1
|
0%
|
New
|
|
|
1210
|
Institutional & Family Asset Management
Fort Collins,
Colorado
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1211
|
Norway Savings Bank
Portland,
Maine
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1212
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1213
|
Glassman Wealth Services
Vienna,
Virginia
|
$2K
|
+$1.18K
|
1
|
0%
|
Increased
|
|
|
1214
|
Peak Capital Management
Greenwood Village,
Colorado
|
$2K
|
+$1.92K
|
1
|
0%
|
New
|
|
|
1215
|
Royal Fund Management
Lady Lake,
Florida
|
$2K
|
-$59K
|
1
|
0%
|
Reduced
|
|
|
1216
|
Spectrum Management Group
Indianapolis,
Indiana
|
$2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1217
|
TD Ameritrade Investment Management
Omaha,
Nebraska
|
$2K
|
+$1.75K
|
1
|
0%
|
New
|
|
|
1218
|
IMS Capital Management
Portland,
Oregon
|
$1K
|
+$1.47K
|
1
|
0%
|
New
|
|
|
1219
|
Exane Derivatives
Paris,
France
|
$567
|
-$1.14M
|
1
|
0%
|
Reduced
|
|
|
1220
|
361 Capital
Denver,
Colorado
|
$0
|
-$2.44M
|
0
|
–
|
Closed
|
|
|
1221
|
3G Capital Partners
New York
|
$0
|
-$31.1M
|
0
|
–
|
Closed
|
|
|
1222
|
Acorn Wealth Advisors
Grand Blanc,
Michigan
|
$0
|
-$1K
|
0
|
–
|
Closed
|
|
|
1223
|
AlphaOne Investment Services
West Chester,
Pennsylvania
|
$0
|
-$104K
|
0
|
–
|
Closed
|
|
|
1224
|
Alta Capital Management
Salt Lake City,
Utah
|
$0
|
-$219K
|
0
|
–
|
Closed
|
|
|
1225
|
Anchor Bolt Capital
Chicago,
Illinois
|
$0
|
-$27M
|
0
|
–
|
Closed
|
|