|
1101
|
MinichMacGregor Wealth Management
Saratoga Springs,
New York
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1102
|
Point72 Hong Kong
Hong Kong
|
$1K
|
-$144K
|
1
|
0%
|
Reduced
|
|
|
1103
|
Exane Derivatives
Paris,
France
|
$124
|
$0
|
1
|
0%
|
Maintained
|
|
|
1104
|
AGF Investments Inc
Toronto,
Ontario, Canada
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1105
|
Airain Ltd
St. Peter Port,
Guernsey
|
$0
|
-$280K
|
0
|
–
|
Closed
|
|
|
1106
|
Alethea Capital Management
Mercer Island,
Washington
|
$0
|
-$1.29M
|
0
|
–
|
Closed
|
|
|
1107
|
AllSquare Wealth Management
Albany,
New York
|
$0
|
-$137K
|
0
|
–
|
Closed
|
|
|
1108
|
Allworth Financial
Folsom,
California
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1109
|
Alpha Windward
Westwood,
Massachusetts
|
$0
|
-$522K
|
0
|
–
|
Closed
|
|
|
1110
|
American Assets Investment Management
San Diego,
California
|
$0
|
-$1.25M
|
0
|
–
|
Closed
|
|
|
1111
|
Amtrust Financial Services
New York
|
$0
|
-$1.19M
|
0
|
–
|
Closed
|
|
|
1112
|
Apriem Advisors
Irvine,
California
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1113
|
Archford Capital Strategies
Swansea,
Illinois
|
$0
|
-$48K
|
0
|
–
|
Closed
|
|
|
1114
|
Arrowgrass Capital Partners (US)
Dover,
Delaware
|
$0
|
-$2.33M
|
0
|
–
|
Closed
|
|
|
1115
|
Arrow Investment Advisors
Laurel,
Maryland
|
$0
|
-$1.16M
|
0
|
–
|
Closed
|
|
|
1116
|
Arthur Zaske & Associates
Bingham Farms,
Michigan
|
$0
|
-$213K
|
0
|
–
|
Closed
|
|
|
1117
|
Birch Hill Investment Advisors
Boston,
Massachusetts
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
1118
|
Capital Research Global Investors
Los Angeles,
California
|
$0
|
-$38.4M
|
0
|
–
|
Closed
|
|
|
1119
|
Cerity Partners OCIO
New York
|
$0
|
-$209K
|
0
|
–
|
Closed
|
|
|
1120
|
Concert Wealth Management
San Jose,
California
|
$0
|
-$332K
|
0
|
–
|
Closed
|
|
|
1121
|
Copper Rock Capital Partners
Boston,
Massachusetts
|
$0
|
-$53K
|
0
|
–
|
Closed
|
|
|
1122
|
Ellington Management Group
Old Greenwich,
Connecticut
|
$0
|
-$446K
|
0
|
–
|
Closed
|
|
|
1123
|
Empire Life Investments
Toronto,
Ontario, Canada
|
$0
|
-$4.37M
|
0
|
–
|
Closed
|
|
|
1124
|
Exchange Capital Management
Ann Arbor,
Michigan
|
$0
|
-$11K
|
0
|
–
|
Closed
|
|
|
1125
|
Fieldpoint Private Securities
Greenwich,
Connecticut
|
$0
|
-$141K
|
0
|
–
|
Closed
|
|