|
1026
|
Country Trust Bank
Bloomington,
Illinois
|
$10K
|
-$56.2K
|
1
|
0%
|
Reduced
|
|
|
1027
|
Exchange Capital Management
Ann Arbor,
Michigan
|
$10K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1028
|
Gilder Gagnon Howe & Co
New York
|
$10K
|
+$9.4K
|
1
|
0%
|
New
|
|
|
1029
|
Gradient Investments
Arden Hills,
Minnesota
|
$10K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1030
|
Legacy Advisors
Plymouth Meeting,
Pennsylvania
|
$10K
|
+$9.4K
|
1
|
0.01%
|
New
|
|
|
1031
|
Winch Advisory Services
Appleton,
Wisconsin
|
$9K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1032
|
Grove Bank & Trust
Miami,
Florida
|
$7K
|
+$6.11K
|
1
|
0.01%
|
New
|
|
|
1033
|
Private Ocean
San Rafael,
California
|
$7K
|
+$6.58K
|
1
|
0%
|
New
|
|
|
1034
|
Proficio Capital Partners
Newton,
Massachusetts
|
$7K
|
+$3.67K
|
2
|
0%
|
Increased
|
|
|
1035
|
Edge Advisors
Atlanta,
Georgia
|
$6K
|
+$7.09K
|
2
|
0%
|
New
|
|
|
1036
|
Pacific Center for Financial Services
San Ramon,
California
|
$5K
|
+$4.7K
|
1
|
0%
|
New
|
|
|
1037
|
Delphi Private Advisors
San Diego,
California
|
$3K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1038
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$3K
|
-$326K
|
1
|
0%
|
Reduced
|
|
|
1039
|
Lowe Wealth Advisors
Columbia,
Maryland
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1040
|
Parallax Volatility Advisers
San Francisco,
California
|
$2K
|
-$6.39M
|
1
|
0%
|
Reduced
|
|
|
1041
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1042
|
Hudock Inc
Williamsport,
Pennsylvania
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1043
|
MinichMacGregor Wealth Management
Saratoga Springs,
New York
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1044
|
O'Shaughnessy Asset Management
Stamford,
Connecticut
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1045
|
Exane Derivatives
Paris,
France
|
$206
|
-$6.39K
|
1
|
0%
|
Reduced
|
|
|
1046
|
American Investment Services
Great Barrington,
Massachusetts
|
$0
|
-$232K
|
0
|
–
|
Closed
|
|
|
1047
|
Anchor Capital Advisors
Boston,
Massachusetts
|
$0
|
-$3.81M
|
0
|
–
|
Closed
|
|
|
1048
|
Arete Wealth Advisors
Chicago,
Illinois
|
$0
|
-$256K
|
0
|
–
|
Closed
|
|
|
1049
|
Argentus Capital Management
Dallas,
Texas
|
$0
|
-$364K
|
0
|
–
|
Closed
|
|
|
1050
|
Ballentine Partners
Waltham,
Massachusetts
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|