|
1001
|
Founders Bank & Trust
Grand Rapids,
Michigan
|
$12K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1002
|
TCI Wealth Advisors
Tucson,
Arizona
|
$12K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1003
|
Parasol Investment Management
Westmont,
Illinois
|
$11K
|
$0
|
1
|
0.01%
|
Maintained
|
|
|
1004
|
Crow Point Partners
Boston,
Massachusetts
|
$10K
|
-$82.9K
|
1
|
0%
|
Reduced
|
|
|
1005
|
Country Trust Bank
Bloomington,
Illinois
|
$8.2K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1006
|
Tortoise Investment Management
White Plains,
New York
|
$8K
|
-$1.28K
|
1
|
0%
|
Reduced
|
|
|
1007
|
Fusion Investment Group
Pittsburgh,
Pennsylvania
|
$7K
|
-$209K
|
1
|
0.01%
|
Reduced
|
|
|
1008
|
Winch Advisory Services
Appleton,
Wisconsin
|
$7K
|
+$6.84K
|
1
|
0%
|
New
|
|
|
1009
|
Acadian Asset Management
Boston,
Massachusetts
|
$6K
|
-$1.38M
|
1
|
0%
|
Reduced
|
|
|
1010
|
Cornerstone Advisors (Washington)
Bellevue,
Washington
|
$6K
|
-$684
|
1
|
0%
|
Reduced
|
|
|
1011
|
Howe & Rusling
Rochester,
New York
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1012
|
Hoxton Financial
Shepherdstown,
West Virginia
|
$3K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1013
|
WealthTrust Fairport
Cleveland,
Ohio
|
$2K
|
+$2.14K
|
1
|
0%
|
New
|
|
|
1014
|
Hudock Inc
Williamsport,
Pennsylvania
|
$1K
|
$0
|
1
|
0%
|
Maintained
|
|
|
1015
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
-$1.84M
|
1
|
0%
|
Reduced
|
|
|
1016
|
Raffa Wealth Management
Washington,
District of Columbia
|
$656
|
+$684
|
1
|
0%
|
New
|
|
|
1017
|
Advisory Research
Chicago,
Illinois
|
$0
|
-$16.4M
|
0
|
–
|
Closed
|
|
|
1018
|
AGF Investments America
Toronto,
Ontario, Canada
|
$0
|
-$1.22M
|
0
|
–
|
Closed
|
|
|
1019
|
Alberta Investment Management Corp (AIMCo)
Edmonton,
Alberta, Canada
|
$0
|
-$1.64M
|
0
|
–
|
Closed
|
|
|
1020
|
American Assets Investment Management
San Diego,
California
|
$0
|
-$709K
|
0
|
–
|
Closed
|
|
|
1021
|
American Century Companies
Kansas City,
Missouri
|
$0
|
-$7.95M
|
0
|
–
|
Closed
|
|
|
1022
|
Ancora Advisors
Cleveland,
Ohio
|
$0
|
-$425K
|
0
|
–
|
Closed
|
|
|
1023
|
Antonetti Capital Management
Naples,
Florida
|
$0
|
-$2K
|
0
|
–
|
Closed
|
|
|
1024
|
Ascent Wealth Partners
New Hartford,
New York
|
$0
|
-$253K
|
0
|
–
|
Closed
|
|
|
1025
|
Aspen Investment Management
Grand Rapids,
Michigan
|
$0
|
-$230K
|
0
|
–
|
Closed
|
|