|
1401
|
Summit Global Investments
Bountiful,
Utah
|
$0
|
-$584K
|
0
|
–
|
Closed
|
|
|
1402
|
Summit Trail Advisors
New York
|
$0
|
-$134K
|
0
|
–
|
Closed
|
|
|
1403
|
TLP Group
Evanston,
Illinois
|
$0
|
-$170K
|
0
|
–
|
Closed
|
|
|
1404
|
Tower View Wealth Management
Shorewood,
Wisconsin
|
$0
|
-$81K
|
0
|
–
|
Closed
|
|
|
1405
|
Trilogy Capital
Irvine,
California
|
$0
|
-$8K
|
0
|
–
|
Closed
|
|
|
1406
|
TRUE Private Wealth Advisors
Salem,
Oregon
|
$0
|
-$92.2K
|
0
|
–
|
Closed
|
|
|
1407
|
Trust Company
Manhattan,
Kansas
|
$0
|
-$20K
|
0
|
–
|
Closed
|
|
|
1408
|
Tuttle Capital Management
Riverside,
Connecticut
|
$0
|
-$1.48M
|
0
|
–
|
Closed
|
|
|
1409
|
Van Leeuwen & Company
Princeton,
New Jersey
|
$0
|
-$1.04M
|
0
|
–
|
Closed
|
|
|
1410
|
Virtue Capital Management
Brentwood,
Tennessee
|
$0
|
-$874K
|
0
|
–
|
Closed
|
|
|
1411
|
Virtus Alternative Investment Advisers
Hartford,
Connecticut
|
$0
|
-$65K
|
0
|
–
|
Closed
|
|
|
1412
|
WBI Investments
Red Bank,
New Jersey
|
$0
|
-$1.42M
|
0
|
–
|
Closed
|
|
|
1413
|
WealthSource Partners
San Luis Obispo,
California
|
$0
|
-$200K
|
0
|
–
|
Closed
|
|
|
1414
|
Wellington Shields Capital Management
New York
|
$0
|
-$227K
|
0
|
–
|
Closed
|
|
|
1415
|
Westwood Management Corporation
Chicago,
Illinois
|
$0
|
-$221K
|
0
|
–
|
Closed
|
|
|
1416
|
Whitney & Co
Rochester,
New York
|
$0
|
-$18K
|
0
|
–
|
Closed
|
|
|
1417
|
Wilbanks Smith & Thomas Asset Management
Norfolk,
Virginia
|
$0
|
-$43K
|
0
|
–
|
Closed
|
|
|
1418
|
Willingdon Wealth Management
Huntersville,
North Carolina
|
$0
|
-$3.5M
|
0
|
–
|
Closed
|
|
|
1419
|
WMS Partners
Towson,
Maryland
|
$0
|
-$353K
|
0
|
–
|
Closed
|
|
|
1420
|
Wolverine Trading
Chicago,
Illinois
|
$0
|
-$2.37M
|
0
|
–
|
Closed
|
|
|
1421
|
Yorktown Energy Partners X
New York
|
$0
|
-$207M
|
0
|
–
|
Closed
|
|
|
1422
|
ZPR Investment Management
Orange City,
Florida
|
$0
|
-$1.51M
|
0
|
–
|
Closed
|
|