|
1226
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
$0
|
-$614K
|
0
|
–
|
Closed
|
|
|
1227
|
Pentwater Capital Management
Naples,
Florida
|
$0
|
-$33M
|
0
|
–
|
Closed
|
|
|
1228
|
Peoples Financial Services Corp
Moosic,
Pennsylvania
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1229
|
Perigon Wealth Management
San Francisco,
California
|
$0
|
-$218K
|
0
|
–
|
Closed
|
|
|
1230
|
PFG Private Wealth Management
Lutz,
Florida
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1231
|
PineBridge Investments
New York
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1232
|
Pinz Capital Management
New York
|
$0
|
-$772K
|
0
|
–
|
Closed
|
|
|
1233
|
Private Ocean
San Rafael,
California
|
$0
|
$0
|
0
|
–
|
Closed
|
|
|
1234
|
Proffitt & Goodson
Knoxville,
Tennessee
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1235
|
|
$0
|
-$1.91M
|
0
|
–
|
Closed
|
|
|
1236
|
Renaissance Group
Covington,
Kentucky
|
$0
|
-$944K
|
0
|
–
|
Closed
|
|
|
1237
|
Resources Management Corp
West Hartford,
Connecticut
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1238
|
Retirement Group
San Diego,
California
|
$0
|
-$1.92K
|
1
|
0%
|
Reduced
|
|
|
1239
|
Roundview Capital
Princeton,
New Jersey
|
$0
|
-$411K
|
0
|
–
|
Closed
|
|
|
1240
|
Sarissa Consulting
Santa Monica,
California
|
$0
|
-$189K
|
0
|
–
|
Closed
|
|
|
1241
|
Schwarz Dygos Wheeler Investment Advisors
Minneapolis,
Minnesota
|
$0
|
-$250K
|
0
|
–
|
Closed
|
|
|
1242
|
Selective Wealth Management
Forest,
Virginia
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1243
|
|
$0
|
-$615K
|
0
|
–
|
Closed
|
|
|
1244
|
Siena Capital
Cincinnati,
Ohio
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|
|
1245
|
Sterling Investment Advisors (Pennsylvania)
Berwyn,
Pennsylvania
|
$0
|
-$10K
|
0
|
–
|
Closed
|
|
|
1246
|
Steward Financial Group
Colleyville,
Texas
|
$0
|
-$31K
|
0
|
–
|
Closed
|
|
|
1247
|
Stonehage Fleming Financial Services
St. Helier,
Jersey
|
$0
|
-$811K
|
0
|
–
|
Closed
|
|
|
1248
|
Stratos Wealth Advisors
Beachwood,
Ohio
|
$0
|
-$233K
|
0
|
–
|
Closed
|
|
|
1249
|
Summit Securities Group
New York
|
$0
|
-$2.92K
|
1
|
0%
|
Reduced
|
|
|
1250
|
Surevest
Los Angeles,
California
|
$0
|
$0
|
1
|
0%
|
Maintained
|
|